Alphabetical Index to the EAR A accredited news media, TMP . . . . . . . . . 740.9(a)(2)(viii)(A) ACDA (Arms Control and Disarmament Agency) ACDA, review of applications . . . . . . . . . . . . . . 750.3(b) activities described in 744.2 (activities NP end-use) activities for other controlled end-uses (see MT, CB, MNP, vessels, and aircraft) activities NP end-use. . . . . . . . . . . . . . . .(also see NP) activities NP end-use, principal reference . . . . . . . . .744.2 activities NP end-use, definition. . . . . . . . . . . . 744.2(a) activities NP end-use, countries not subject . . 744 Supplement 3 activities NP end-use, Country Group A:1 . . . . . . . . 744.2(c) activities NP end-use, General Prohibition Five . . .736.2(b)(5) activities NP end-use, New Zealand . . . . . . . . . . . 744.2(c) activities described in 744.6 (activities NP,MT,CB) activities NP,MT,CB, CIV ineligible . . . . . . . . . . . .740.5 activities NP,MT,CB, General Prohibition Seven . . . .736.2(b)(7) activities NP,MT,CB, principal reference . . . . . . . . . .744.6 activities NP,MT,CB, more than exports . . . . . . . . . 730.5(d) activities NP,MT,CB, recordkeeping . . . . . . . . . .762.1(a)(4) activities NP,MT,CB, steps . . . . . . . . . . . . . .732.1(b)(5) activities NP,MT,CB, steps . . . . . . . . . . . . . .732.1(d)(3) activities NP,MT,CB, steps . . . . . . . . . . . . . . . 732.3(j) activities NP,MT,CB, subject to the EAR . . . . . . . . 734.5(a) activities, RTP, interstate or foreign commerce . . . . 760.1(d) activities, RTP, within foreign country. . . . . . . . . 760.3(h) additional permissive reexports . . . . . . . . . . . .(see APR) administrative enforcement proceedings (AEP) . . . . . . . . .766 administrative law judge, decision, AEP. . . . . . . . . . 766.17 administrative law judge, definition, AEP. . . . . . . . . .766.2 administrative orders. . . . . . . . . . . . . . 736 Supplement 2 advisory opinion, principal reference. . . . . . . . . . 748.3(c) advisory opinion, BXA assistance available . . . . . . . 734.6(a) advisory opinion, recordkeeping. . . . . . . . . . . . 730 Supp.1 advisory opinion, request processing . . . . . . . . . . 750.2(a) Advisory Committee on Export Policy. . . . . . . . . .750.4(f)(2) Advisory Committee on Export Policy, definition . . . . . . .772 AEP (administrative enforcement proceedings) Afghanistan, . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Afghanistan. . . . . . . . . . . . . . . . . . . 740 Supplement 1 agencies other than BXA. . . . . . . . . . . . . 730 Supplement 3 agencies other than BXA, steps . . . . . . . . . . . . . 732.2(a) agencies other than BXA, not subject to EAR. . . . . .734.3(b)(1) agencies other than BXA, related controls. . .738.2(d)(2)(iii)(C) agencies other than BXA, review of applications . . . . 750.3(b) agencies other than BXA, subject to the EAR. . . . . .734.2(a)(2) agency of cooperating government, GOV. . . . . . 740.11(b)(3)(ii) agency of U.S. Government, GOV . . . . . . . . . .740.11(b)(3)(i) agent responsibility . . . . . . . . . . . . . . . . . . 758.3(b) agent authority, record and proof. . . . . . . . . . . . 758.1(h) agent authority, record and proof. . . . . . . . . . 762.2(b)(29) agents of exporters, DCS responsibilities. . . . . . . . . .758.6 AGR (agricultural commodities License Exception) . . . . . 740.18 agricultural commodities, AGR. . . . . . . . . . . . . . . 740.18 agricultural commodities, definition . . . . . . . . . . . . .772 agricultural commodities, Libya. . . . . . . . . . 746.4(b)(2)(i) agricultural commodities, SS, exemption. . . . . . . . . . .754.6 agricultural commodities, SS, recordkeeping. . . . . . 730 Supp.1 aircraft repair parts, RPL one for one replacement of parts740.10(a)(3)(iv) aircraft and vessels . . . . . . . . . . . . . . . . . (see AVS) aircraft, equipment and spare parts, AVS . . . . . . 740.15(b)(2) aircraft, foreign, end-use control . . . . . . . . . . . . .744.7 aircraft, foreign-registered, AVS. . . . . . . . . . 740.15(a)(1) aircraft, interpretation 9 . . . . . . . . . . . . . . . 770.2(i) aircraft, Libya, licensing policy. . . . . . . . .746.4(c)(2)(iv) aircraft, Libyan end-use . . . . . . . . . . . . . . . . . .744.8 aircraft, Temporary sojourn, AVS . . . . . . . . . . . .740.15(a) aircraft, U.S.-registered, AVS . . . . . . . . . . . 740.15(a)(2) airline agent, Canadian, AVS . . . . . . . . . . . . 740.15(c)(2) airline agent, U.S., AVS . . . . . . . . . . . . . . 740.15(c)(2) airline, definition. . . . . . . . . . . . . . . . . . . . . .772 airline installation, Canadian, AVS. . . . . . . . . 740.15(c)(2) airline installation, U.S., AVS. . . . . . . . . . . 740.15(c)(2) Albania. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Albania, controlled country. . . . . . . . . . . . . . . . . .772 Albania, controlled country, FA. . . . . . . . . . . . . 768.1(d) Albania. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Albania, General Prohibition Eight . . . . . . . . . .736.2(b)(8) Algeria. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Algeria. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 allegation definition, FA. . . . . . . . . . . . . . . . 768.1(d) Am I subject to the EAR?, decision flow chart 732 Supp 2 American Red Cross, GOV. . . . . . . . . . . . . .740.11(b)(3)(i) analog-to-digital conversions, CTP . . . . . . . . . . . 740.7(a) Andorra. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Andorra. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Angola, steps. . . . . . . . . . . . . . . . . . . . .732.3(d)(4) Angola . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Angola . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Angola, OFAC controls. . . . . . . . . . . . . . 746 Supplement 1 annual value, License Exception LVS. . . . . . . .740.3(a)(4)(ii) anti-terrorism . . . . . . . . . . . . . . . . . . . . . (see AT) Antigua&Barbuda . . . . . . . . . . . . . . . . . . .738 Supp. 1 Antigua. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 appeal, principal reference. . . . . . . . . . . . . . . . . .756 appeal, AEP. . . . . . . . . . . . . . . . . . . . . . . . 766.21 appeal, denial order . . . . . . . . . . . . . . . . . .766.25(g) appeal, review by Under Secretary, AEP . . . . . . . . . . 766.22 appeal, SCL administrative action. . . . . . . . . . . .752.16(b) appear before BXA. . . . . . . . . . . . . . .736 Supp. 2 Order 2 applicant, agreement to processing delay . . . . . . .750.4(b)(1) applicant, definition, license application . . . . . . . 748.5(a) applicant, definition. . . . . . . . . . . . . . . . . . . . .772 applicant, license, export from U.S. . . . . . . . . . . 748.4(b) application (see license application procedure) application, control number. . . . . . . . . . . . . . . 748.6(b) application, instructions. . . . . . . . . . . .748 Supplement 1 application for license, definition. . . . . . . . . . . . . .772 application, license, basic guidance . . . . . . . . . . . .748.4 application, license, general instructions . . . . . . . . .748.6 application, processing. . . . . . . . . . . . . . . . . . . .750 applications, recordkeeping . . . . . . . . . . . . .730 Supp.1 APR (additional permissive reexports) APR, principal reference . . . . . . . . . . . . . . . . . 740.16 APR, License Exception, CCL, steps . . . . . . . 732.4(b)(3)(iii) Argentina, Australia Group member. . . . . . . . . . . . . . .772 Argentina. . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Argentina, computers, GOV. . . . . . . . . . 740.11(b)(2)(iii)(B) Argentina, computers, GOV. . . . . . . . . . .740.11(b)(2)(iv)(B) Argentina. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Argentina, IC or EUC for NS. . . . . . . . . . . . . .748.9(b)(2) Argentina, IC/DV authority . . . . . . . . . . . 748 Supplement 4 Armenia, General Prohibition Eight . . . . . . . . . .736.2(b)(8) Armenia. . . . . . . . . . . . . . . . . . . . . . . 738 Supp. 1 Armenia, controlled country. . . . . . . . . . . . . . . . . .772 Armenia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Arms Control and Disarmament Agency . . . . . . . . . (see ACDA) Arms Export Control Act, cross debarment . . . 764.3(c)(2)(ii)(A) Arms Export Control Act, violation conviction . . . . . . 766.25 assemblies, CCL group A. . . . . . . . . . . . . 738.2(b) group A assembly in Mexico, TMP. . . . . . . . . . . . . 740.9(a)(2)(vii) assessment, definition, FA . . . . . . . . . . . . . . .768.1(d) assessment criteria, definition, FA. . . . . . . . . . . 768.1(d) assistance and training . . . . . . . . . . . . . . . . 730.8(c) Assistant Secretary definition, AEP. . . . . . . . . . . . .766.2 Assumption writing, recordkeeping. . . . . . . . . . . .762.2(41) Assumption writing, routed export transactions . . . . . 758.3(b) assurance, TSR . . . . . . . . . . . . . . . . . . . . . 740.6(a) assurance form, TSR . . . . . . . . . . . . . . . . .740.6(a)(3) assurances, CB end-use . . . . . . . . . . . . . .744.4(d)(2)(iv) assurances, MT end-use . . . . . . . . . . . . . . 744.3(d)(2)(v) assurances, NP end-use . . . . . . . . . . . . . . . .744.2(d)(4) AT (anti-terrorism) AT, principal reference. . . . . . . . . . . . . . . . . 742.1(d) AT, CCL 2nd digit 9. . . . . . . . . . . . . . . . .738.2(d)(1) 9 AT, Cuba . . . . . . . . . . . . . . . . . . . . . . . . 746.2(c) AT, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) AT, Iran . . . . . . . . . . . . . . . . . . . . . . . . 746.7(b) AT, Iran . . . . . . . . . . . . . . . . . . . . . . . . . .742.8 AT, Iraq . . . . . . . . . . . . . . . . . . . . . . . . 746.3(b) AT, Libya. . . . . . . . . . . . . . . . . . . . . . . . 746.4(e) AT, license requirements, Iran, Syria, Sudan . . 742 Supplement 2 AT, licensing policy, Iran, Syria, Sudan . . . . 742 Supplement 2 AT, North Korea. . . . . . . . . . . . . . . . . . . . . 746.5(c) AT, Sudan. . . . . . . . . . . . . . . . . . . . . . . . . 742.10 AT, Syria. . . . . . . . . . . . . . . . . . . . . . . . . .742.9 Atomic Energy Act, Department of Energy. . . . . .734.3(b)(1)(iv) Atomic Energy Act, DOS NP controls . . . . . . . .744.2(a)(1) fn2 Atomic Energy Act, MNP end-use . . . . . . . . . . . . . 744.5(c) Atomic Energy Act, NP end-use . . . . . . . . . .744.2(a)(3) fn4 Atomic Energy Act, NRC . . . . . . . . . . . . . 734.3(b)(1)(iii) Australia, Australia Group member. . . . . . . . . . . . . . .772 Australia . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Australia. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Australia, IC or EUC for NS. . . . . . . . . . . . . .748.9(b)(2) Australia, IC/DV authority . . . . . . . . . . . 748 Supplement 4 Australia, no NP end-use controls. . . . . . . . 744 Supplement 2 Australia Group. . . . . . . . . . . . . . . . . . . . . 742.2(d) Australia Group definition . . . . . . . . . . . . . . . . . .772 Austria, Australia Group member. . . . . . . . . . . . . . . .772 Austria . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Austria, cooperating country . . . . . . . . . . . . . . . . .772 Austria. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Austria, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2) Austria, IC/DV authority . . . . . . . . . . . . 748 Supplement 4 Automated Export System (AES). . . . . . . . . . . . .758.2, FTSR Automated Export System (AES), definition. . . . . . . . . . .772 automotive vehicles, military, interpretation 8 . . . . 770.2(h) available-in-fact, definition, FA. . . . . . . . . . . . 768.1(d) avionics, CCL category 7 . . . . . . . . . . . . 738.2 category 7 AVS, License Exception, CCL, steps . . . . . . . 732.4(b)(3)(iii) AVS (aircraft and vessels License Exceptions) AVS, principal reference . . . . . . . . . . . . . . . . . 740.15 AVS, Cuba. . . . . . . . . . . . . . . . . . . . . 746.2(a)(1)(x) AVS, Libya . . . . . . . . . . . . . . . . . . 746.4(b)(2)(ii)(G) AVS, North Korea . . . . . . . . . . . . . . . . 746.5(a)(1)(vii) Azerbaijan . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Azerbaijan, controlled country, FA . . . . . . . . . . . 768.1(d) Azerbaijan, controlled country . . . . . . . . . . . . . . . .772 Azerbaijan . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Azerbaijan, General Prohibition Eight. . . . . . . . .736.2(b)(8) B BAG (baggage License Exception) BAG, principal reference . . . . . . . . . . . . . . . . . 740.14 BAG, CCL, steps. . . . . . . . . . . . . . . . . 732.4(b)(3)(iii) BAG, Cuba. . . . . . . . . . . . . . . . . . . . .746.2(a)(1)(vi) BAG, Iraq. . . . . . . . . . . . . . . . . . . . . 746.3(a)(1)(i) BAG, Libya . . . . . . . . . . . . . . . . . . 746.4(b)(2)(ii)(F) BAG, North Korea . . . . . . . . . . . . . . . . .746.5(a)(1)(vi) baggage. . . . . . . . . . . . . . . . . . . . . . . . (see BAG) Bahamas . . . . . . . . . . . . . . . . . . . . 738 Supplement 1 Bahamas. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Bahamas, support document exemption. . . . . . . . . .748.9(a)(1) Bahrain. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1 Bahrain. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Bangladesh . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Bangladesh . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Bank, definition . . . . . . . . . . . . . . . . . . . . . . .772 Barbados . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Barbados . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Barbados, support document exemption . . . . . . . . .748.9(a)(1) basic human needs, definition, GFT . . . . . . . . . 740.12(b)(2) basket . . . . . . . . . . . . . . . . . . . . . . . .732.3(b)(3) bearing, anti-friction, interpretation 1 . . . . . . . . 770.2(a) Belarus. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1 Belarus, controlled country, FA. . . . . . . . . . . . . 768.1(d) Belarus, controlled country. . . . . . . . . . . . . . . . . .772 Belarus. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Belarus, General Prohibition Eight . . . . . . . . . .736.2(b)(8) Belgium, Australia Group member. . . . . . . . . . . . . . . .772 Belgium . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Belgium. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Belgium, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2) Belgium, IC/DV authority . . . . . . . . . . . . 748 Supplement 4 Belgium, NATO member . . . . . . . . . . . . . . . . . . . . .772 Belgium, no NP end-use controls. . . . . . . . . 744 Supplement 2 Belize . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Belize . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Belize, support document exemption . . . . . . . . . .748.9(a)(1) Benin . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Benin. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Bermuda, support document exemption. . . . . . . . . .748.9(a)(1) beta test software . . . . . . . . . . . . . . . . . . . 740.9(c) Bhutan . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Bhutan . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 bill of lading, DCS. . . . . . . . . . . . . . . . . . . . .758.6 bill of lading, definition . . . . . . . . . . . . . . . . . .772 biologics. . . . . . . . . . . . . . . . . . . . 730 Supplement 3 blacklisted persons, furnishing info, RTP. . . . . . . . 760.2(d) Bolivia. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1 Bolivia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Bolivia, support document exemption. . . . . . . . . .748.9(a)(1) bonded warehouse, support document exception . . . . 748.12(c)(2) Bosnia-Herzegovina, steps. . . . . . . . . . . . . . .732.3(d)(4) Bosnia-Herzegovina, steps. . . . . . . . . . . . . . . . 732.3(i) Bosnia-Herzegovina, arms embargo . . . . . . .746 Supplement 2(a) Bosnia&Herzegovina . . . . . . . . . . . . . . . . . . 738 Supp.1 Bosnia & Herzegovina . . . . . . . . . . . . . . 740 Supplement 1 Bosnia & Herzegovina, OFAC controls. . . . . .746 Supplement 3(b) Botswana . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Botswana . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 boycotted countries, furnishing info, RTP. . . . . . . . 760.2(d) boycotts (see restrictive trade practices (RTP)) Branch Office (see Santa Clara Branch Office) Brazil . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Brazil . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Brazil, MT project . . . . . .740 Supp 1 Country Group D (bottom) Brazil, support document exemption . . . . . . . . . .748.9(a)(1) broadcast material, TMP. . . . . . . . . . . . . .740.9(a)(2)(vi) Brunei . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Brunei . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Bulgaria . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Bulgaria, controlled country, FA . . . . . . . . . . . . 768.1(d) Bulgaria, controlled country . . . . . . . . . . . . . . . . .772 Bulgaria . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Bulgaria, General Prohibition Eight. . . . . . . . . .736.2(b)(8) Bulgaria, IC or EUC for NS . . . . . . . . . . . . . .748.9(b)(2) Bulgaria, IC, exception to SUCP requirement. . . . . 748.11(a)(1) Bulgaria, IC/DV authority. . . . . . . . . . . . 748 Supplement 4 Bulgaria, NS licensing policy. . . . . . . . . . . . .742.4(b)(5) Bulgaria, support document from government . . . . . .748.9(a)(2) Bureau of Export Administration. . . . . . . . . . . . .(see BXA) Bureau of Export Administration, definition, AEP . . . . . .766.2 Burkina Faso . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Burkina Faso . . . . . . . . . . . . . . . . . . 740 Supplement 1 Burma. . . . . . . . . . . . . . . . . . . . . . . . 738 Supp. 1 Burma. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Burundi . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Burundi. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 business relationships, furnishing info, RTP . . . . . . 760.2(d) BXA, address . . . . . . . . . . . . . . . . . . . . . . 748.2(c) BXA, address, SCL. . . . . . . . . . . . . . . . . . . . . 752.17 BXA, export clearance. . . . . . . . . . . . . . . . . . . . .758 BXA, organization. . . . . . . . . . . . . . . . . . . . . .730.9 BXA, review of license applications. . . . . . . . . . . 750.3(a) C calibration, TMP . . . . . . . . . . . . . . . . .740.9(a)(2)(iv) California, crude oil. . . . . . . . . . . . . . . . . . 754.2(g) Cambodia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Cambodia, controlled country, FA . . . . . . . . . . . . 768.1(d) Cambodia, controlled country . . . . . . . . . . . . . . . . .772 Cambodia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Cambodia, General Prohibition Eight. . . . . . . . . .736.2(b)(8) Cambodia, NS licensing policy. . . . . . . . . . . . .742.4(b)(6) Cameroon . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Cameroon . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Canada . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Canada, Australia Group member . . . . . . . . . . . . . . . .772 Canada, CB CCL-based controls. . . . . . . . . . . . .742.2(a)(1) Canada, CB end-use . . . . . . . . . . . . . . . . . . . 744.4(a) Canada . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Canada, crude oil export . . . . . . . . . . . . . . . . 754.2(e) Canada, crude oil license requirement. . . . . . . . . . 754.2(a) Canada, SED requirement. . . . . . . . . . . . . . . . . 758.1(b) Canada, MNP end-use . . . . . . . . . . . . . . . . . . 744.5(a) Canada, MT end-use . . . . . . . . . . . . . . . . . . . 744.3(a) Canada, NATO member . . . . . . . . . . . . . . . . . . . . .772 Canada, petroleum products license requirement . . . . . 754.3(a) Canada, recordkeeping. . . . . . . . . . . . . . . . .762.1(a)(3) Canada, support document exemption . . . . . . . . . .748.9(a)(1) Canada, transit, SED . . . . . . . . . . . . . . . .758.1(b)(4) Canada, transit through the United States. . . . . . 740.9(1)(iv) Canadian carriers, aircraft end-use . . . . . . . . .744.7(b)(1) Canadian carriers, vessel end-use . . . . . . . . . .744.7(b)(1) Canadian airline, definition . . . . . . . . . . . . . . . . .772 Canadian airline, installation or agent. . . . . . . .744.7(b)(2) Cape Verde . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Cape Verde . . . . . . . . . . . . . . . . . . . 740 Supplement 1 carrier, DCS responsibilities. . . . . . . . . . . . . . . .758.6 carrier, duty to return or unload, steps . . . . . . . . 732.6(c) carrier, obligations, steps. . . . . . . . . . . . . . . 732.6(b) cartridge and shell case scrap . . . . . . . . . .758.7(b)(2)(ii) category, definition . . . . . . . . . . . . . . . . . . . . .772 Cayman Islands, territory of United Kingdom. . . . . .734.2(b)(7) Cayman Islands, territory of United Kingdom. . . . . . . 738.3(b) CB (chemical and biological weapons) CB, activities controlled. . . . . . . . . . . .744.6(a)(1)(i)(C) CB, activities subject to the EAR. . . . . . . . . . . . 734.5(a) CB, AT, Sudan. . . . . . . . . . . . . . . . . . .742.10(b)(1)(i) CB, AT, Syria. . . . . . . . . . . . . . . . . . . 742.9(b)(1)(i) CB, CCL 2nd digit 3. . . . . . . . . . . . . . . . .738.2(d)(1) 3 CB, CCL-based controls . . . . . . . . . . . . . . . . . . .742.2 CB, CCL, non-CB items. . . . . . . . . . . . . . . . .742.2(b)(3) CB, Congressional notification . . . . . . . . 750.4(b)(6)(ii)(B) CB, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) CB, end-use/end-user controls. . . . . . . . . . . . . . . .744.4 CB, end-use/end-user, XP licensing policy. . . . 742.12(b)(3)(ii) CB, SCL, specified items ineligible . . . . . . .752.3(a)(2),(3) CB, transit through the United States. . . . . . . 740.9(b)(1)(i) CB, imports for display at U.S. exhibitions or trade fairs740.9(b)(2)(ii)(C) CC (crime control) CC, CCL 2nd digit 9. . . . . . . . . . . . . . . . .738.2(d)(1) 9 CC, CCL-based controls . . . . . . . . . . . . . . . . . . .742.7 CC, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) CC, License Exceptions, none . . . . . . . . . . . . .740.2(a)(6) CCL (Commerce Control List) CCL, General Prohibitions, steps . . . . . . . . . . .732.1(d)(2) CCL, steps . . . . . . . . . . . . . . . . . . . . . . . 732.3(a) CCL-based controls, control policy . . . . . . . . . . . . . .742 CCL-based license requirements, CB . . . . . . . . . . . 742.2(a) CCL-based license requirements, CC . . . . . . . . . . . 742.7(a) CCL-based license requirements, MT . . . . . . . . . . . 742.5(a) CCL-based license requirements, NP . . . . . . . . . . . 742.3(a) CCL-based license requirements, NS . . . . . . . . . . . 742.4(a) CCL-based license requirements, RS . . . . . . . . . . . 742.6(a) CCL-based licensing policy, CB . . . . . . . . . . . . . 742.2(b) CCL-based licensing policy, CC . . . . . . . . . . . . . 742.7(b) CCL-based licensing policy, MT . . . . . . . . . . . . . 742.5(b) CCL-based licensing policy, NP . . . . . . . . . . . . . 742.3(b) CCL-based licensing policy, NS . . . . . . . . . . . . . 742.4(b) CCL-based licensing policy, RS . . . . . . . . . . . . . 742.6(b) CCL, categories. . . . . . . . . . . . . . . . . . . . . 738.2(a) CCL, definition. . . . . . . . . . . . . . . . . . . . . . . .772 CCL, groups. . . . . . . . . . . . . . . . . . . . . . . 738.2(b) CCL group, definition. . . . . . . . . . . . . . . . . . . . .772 CCL, recordkeeping . . . . . . . . . . . . . . . . . . 730 Supp.1 CCL, recordkeeping, scope. . . . . . . . . . . . . . . . 738.1(a) CCL, structure . . . . . . . . . . . . . . . . . . . . . . .738.2 CCL, transit through specified countries, steps . . . . 732.3(k) cedar, western red, principal reference. . . . . . . . . . .754.4 Census Bureau . . . . . . . . . . . . . . . . . . . (see Census) Census, classification of U.S. territories . . . . . .734.2(b)(8) Census, FTSR . . . . . . . . . . . . . . . . . . . . . . . . FTSR Central African Rep . . . . . . . . . . . . . . . . . 738 Supp.1 Central African Republic . . . . . . . . . . . . 740 Supplement 1 certification, import government, XP . . . . .742 Supplement 3(b) certification, License Exception . . . . . . . . . . . . 740.1(b) Chad . . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Chad . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 changes, facts, report . . . . . . . . . . . . . . . . . 748.6(f) changes, replacement license, not required . . . . . . . 750.7(c) changes, SCL, BXA approval not required . . . . . . . .752.10(c) changes, SCL, BXA approval required. . . . . . . . . . .752.10(b) charging letters, AEP. . . . . . . . . . . . . . . . . . . .766.3 charitable organization, GFT . . . . . . . . . . . . 740.12(a)(1) charitable org., furnishing info, RTP. . . . . . . . . . 760.2(e) chemical and biological weapons. . . . . . . . . . . . . (see CB) chemical mixtures, interpretation. . . . . . . . . . . . . .770.4 Chemical Weapons Convention (CWC). . . . . . .740.16(c), 745, 772 chemicals, application instructions. . . . . . . . 748 Supp. 2(a) chemicals, CCL category 1. . . . . . . . . . . . 738.2 category 1 chemicals, precursor, interpretation 11. . . . . . . . . 770.2(k) Chemicals, Schedules of. . . . . . . Supplement No. 1 to part 745 chemicals, transit through the United States .740.9(b)(1)(iii)(B) Chile . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Chile. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Chile, support document exemption. . . . . . . . . . .748.9(a)(1) China. . . . . . . . . . . . . . . . . . . . . . . . . (see PRC) civil end-users. . . . . . . . . . . . . . . . . . . . (see CIV) CIV (civil end-users License Exception) CIV, principal reference . . . . . . . . . . . . . . . . . .740.5 civil penalties, no administrative appeal. . . . . . .756.1(a)(2) claimant, definition, FA . . . . . . . . . . . . . . . .768.1(d) classification, items, principal reference . . . . . . . 748.3(b) classification, steps. . . . . . . . . . . . . . . . . . 732.3(b) classification, CCL. . . . . . . . . . . . . . . . . . . 738.2(c) classification, General Prohibitions . . . . . . . . .736.2(a)(1) classification, General Prohibition One. . . . . .736.2(b)(1)(ii) classification, General Prohibition Two. . . . .736.2(b)(2)(i)(C) classification, recordkeeping. . . . . . . . . . . . . 730 Supp.1 classification, request processing . . . . . . . . . . . 750.2(a) classification, U.S. territories . . . . . . . . . . .734.2(b)(8) clearance of export. . . . . . . . . . . . (see export clearance) COCOM, definition. . . . . . . . . . . . . . . . . . . . . . .772 Code of Federal Regulations, EAR . . . . . . . . . . . . . .730.2 Colombia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Colombia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Colombia, support document exemption . . . . . . . . .748.9(a)(1) Commerce Control List. . . . . . . . . . . . . . . . . .(see CCL) commercial consignees, XP. . . . . . . . . . .742 Supplement 3(c) commercial consulting. . . . . . . . . . .734 Supplement 1 Sec. F commercial invoice, DCS. . . . . . . . . . . . . . . . . . .758.6 commingled technology and software . . . . . . . . . . . 734.4(g) commingled software license requirements . . . . . . .770.3(c)(2) commingled technology license requirements . . . . . .770.3(c)(1) commodity, definition. . . . . . . . . . . . . . . . . . . . .772 communications intercepting devices. . . . . . . . . . . . 742.13 communications intercept, application instructions 748 Supp. 2(b) communications intercept, SCL, ineligible. . . . . . .752.3(a)(6) Comoros. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Comoros. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Comoros, Country Group D:2 . . . . . . . . . . . 740 Supplement 1 comparable quality, definition, FA . . . . . . . . . . . 768.1(d) components, CCL group A. . . . . . . . . . . . . 738.2(b) group A computer, License Exception. . . . . . . . . . . . . . .(see CTP) computer, high performance . . . . . . . . . . . . . . . (see XP) computer, application instructions . . . . . . . . 748 Supp. 2(c) computer, access restricted, CTP . . . . . . . . . . .740.7(e)(1) computer, CCL category 4 . . . . . . . . . . . . 738.2 category 4 computers, commodity interpretations . . . . . . . . . . 770.2(l) computer, configuration, license application . .748 Supp. 2(c)(1) computer, Congressional notification . . . . . 750.4(b)(6)(ii)(A) computer, end-use certification. . . . . . . . .748 Supp. 2(c)(2) computer, foreign-made, no de minimis. . . . . . . . . . 734.4(a) conduct, General Prohibitions. . . . . . . . . . . . .736.2(a)(5) computer, GOV. . . . . . . . . . . . . . . . 740.11(b)(2)(iii)(B) computer, GOV. . . . . . . . . . . . . . . . .740.11(b)(2)(iv)(B) computer, recordkeeping. . . . . . . . . . . . . . . .762.2(b)(4) computer, GOV. . . . . . . . . . . . . . . . . . . . 740.11(a)(2) computer, safeguards, recordkeeping. . . . . . . . . . 730 Supp.1 computer, safeguards, recordkeeping. . . . . . . . . .762.2(b)(5) Computer Tier 1, CTP . . . . . . . . . . . . . . . . . . 740.7(b) Computer Tier 1, XP licensing policy . . . . . . . . 742.12(b)(1) Computer Tier 2, CTP . . . . . . . . . . . . . . . . . . 740.7(c) Computer Tier 2, XP licensing policy . . . . . . . . 742.12(b)(2) Computer Tier 3, GOV . . . . . . . . . . . . . . . . 740.11(a)(2) Computer Tier 3, XP licensing policy . . . . . . . . 742.12(b)(3) Computer Tier 4, no de minimis . . . . . . . . . . . . . 734.4(a) Computer Tier 4, GOV . . . . . . . . . . . . . . . . 740.11(a)(2) Computer Tier 4, XP. . . . . . . . . . . . . . . . . 742.12(a)(2) Computer Tier 4, XP licensing policy . . . . . . . . 742.12(b)(4) conference (see release at open conference) conference (see open conference) confidentiality, license applications. . . . . . . . . . 748.1(c) conformity of documents, licensed exports. . . . . . . . . .758.5 Congo . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Congo. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Congressional notification delay . . . . . . . . . . .750.4(b)(6) conspiracy law . . . . . . . . . . . . . . . . . . . .764.3(b)(3) containers, TMP. . . . . . . . . . . . . . . . . . 740.9(a)(2)(v) contracting prohibited, steps. . . . . . . . . . . . .732.1(b)(5) contract controls. . . . . . . . . . . . . . . . . . . . . 734.11 contract controls. . . . . . . . . . . . . . . 734 Supplement 1 E contracting, General Prohibition Seven . . . . . . . .736.2(b)(7) contract, MT or CB activity. . . . . . . . . . . . . .744.6(a)(2) contract harvester, definition . . . . . . . . . . . .754.4(e)(3) contract sanctity, AT. . . . . . . . . . . . . . 742 Supplement 2 contract sanctity, CB. . . . . . . . . . . . . . . . . .742.2(c) contract sanctity, CB. . . . . . . . . . . . . . 742 Supplement 1 contract sanctity, CB end-use. . . . . . . . . . . 744.4(d)(2)(v) contract sanctity, CC. . . . . . . . . . . . . . . . . . 742.7(c) contract sanctity, communications intercepting devices .742.13(c) contract sanctity, Cuba. . . . . . . . . . . .746.2(b)(3)(iii)(A) contract sanctity, Iran AT controls. . . . . . . . . . . 742.8(c) contract sanctity, Libya . . . . . . . . . . . . . 746.4(c)(2)(i) contract sanctity, Libya . . . . . . . . . . . . . .746.4(c)(3-5) contract sanctity, MT. . . . . . . . . . . . . . . . . . 742.5(c) contract sanctity, MT end-use. . . . . . . . . . .744.3(d)(2)(vi) contract sanctity, NP. . . . . . . . . . . . . . . . . . 742.3(c) contract sanctity, NS. . . . . . . . . . . . . . . . . . 742.4(c) contract sanctity, RS. . . . . . . . . . . . . . . . . . 742.6(c) contract sanctity, SCL, may be overridden. . . . . . 752.16(a)(2) contract sanctity, Sudan AT controls . . . . . . . . . .742.10(c) contract sanctity, Syria AT controls . . . . . . . . . . 742.9(c) contract sanctity, torture implements. . . . . . . . . .742.11(c) contract sanctity, XP. . . . . . . . . . . . . . . . . .742.12(c) controlled countries, definition, FA . . . . . . . . . . 768.1(d) controlled country, definition . . . . . . . . . . . . . . . .772 controlled-in-fact, definition, RTP. . . . . . . . . . . 760.1(c) controlled in fact, definition . . . . . . . . . . . . . . . .772 convicted of violation, prohibited from applying . . . . 748.4(c) conviction of violation. . . . . . . . . . . . . . . . . . 766.25 cooperating country, definition. . . . . . . . . . . . . . . .772 cooperating governments, GOV . . . . . . . . . .740.11(b)(2)(iii) copies, application form, unacceptable . . . . . . . . . 748.6(a) corporate sponsor of research. . . . . . . . . . . . .734.8(b)(2) corporate research . . . . . . . . . . . . . . . . . 734.8(d),(e) Costa Rica . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Costa Rica . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Costa Rica, support document exemption . . . . . . . .748.9(a)(1) Cote d'Ivoire . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Cote d'Ivoire. . . . . . . . . . . . . . . . . . 740 Supplement 1 country of destination (see ultimate destination) countries supporting international terrorism, definition . . .772 Country Chart, principal reference . . . . . . . 738 Supplement 1 Country Chart, steps . . . . . . . . . . . . . . . . . . 732.3(a) Country Chart, steps . . . . . . . . . . . . . . . . . . 732.3(d) Country Chart, cells . . . . . . . . . . . . . . . . . . 738.3(d) Country Chart, column headers. . . . . . . . . .738.2(d)(2)(i)(B) Country Chart, columns . . . . . . . . . . . . . . . . . 738.3(c) Country Chart, countries included . . . . . . . . . . . 738.3(b) Country Chart, definition. . . . . . . . . . . . . . . . . . .772 Country Chart, destinations omitted . . . . . . . . . . 738.3(b) Country Chart, General Prohibition One . . . . . .736.2(b)(1)(ii) Country Chart, General Prohibition Two . . . . .736.2(b)(2)(i)(C) Country Chart, scope . . . . . . . . . . . . . . . . . . 738.1(b) Country Chart, short supply omitted . . . . . . . . .738.3(a)(1) Country Chart, structure . . . . . . . . . . . . . . . . . .738.3 Country Chart, territories, omitted. . . . . . . . . .734.2(b)(7) Country Chart, unique items omitted . . . . . . . . .738.3(a)(2) Country Groups A, B, C, D, E . . . . . . . . . . . . .740 Supp. 1 Country Groups, definition . . . . . . . . . . . . . . . . . .772 crime control . . . . . . . . . . . . . . . . . . . . . (see CC) Croatia, steps . . . . . . . . . . . . . . . . . . . .732.3(d)(4) Croatia, steps . . . . . . . . . . . . . . . . . . . . . 732.3(i) Croatia, arms embargo. . . . . . . . . . . . .746 Supplement 2(a) Croatia. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Croatia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Croatia, OFAC controls . . . . . . . . . . . .746 Supplement 3(c) crude oil, principal reference . . . . . . . . . . . . . . .754.2 crude oil, definition. . . . . . . . . . . . . . . . . . 754.2(a) crude oil, export statutory provisions . . . . . 754 Supplement 3 crude oil, recordkeeping . . . . . . . . . . . . . . . 730 Supp.1 CTP (high performance computer License Exception) CTP, principal reference . . . . . . . . . . . . . . . . . .740.7 Cuba, principal reference. . . . . . . . . . . . . . . . . .746.2 Cuba, direct product, steps . . . . . . . . . . . 732.2(f)(1)(i) Cuba, steps. . . . . . . . . . . . . . . . . . . . . .732.3(d)(4) Cuba, steps. . . . . . . . . . . . . . . . . . . . . . . 732.3(i) Cuba, anti-terrorism controls. . . . . . . . . . . . . . 742.1(d) Cuba, AVS. . . . . . . . . . . . . . . . . . . . .740.15(a)(1)(i) Cuba, AVS. . . . . . . . . . . . . . . . . . . . 740.15(a)(2)(ii) Cuba, AVS. . . . . . . . . . . . . . . . . . . 740.15(a)(3)(v-ix) Cuba, AVS. . . . . . . . . . . . . . . . . . . . . . 740.15(b)(1) Cuba, AVS. . . . . . . . . . . . . . . . . . . . . . 740.15(b)(2) Cuba, AVS. . . . . . . . . . . . . . . . . . . . . . 740.15(c)(1) Cuba, AVS. . . . . . . . . . . . . . . . . . . . 740.15(c)(2)(ii) Cuba, computer tier 4, XP. . . . . . . . . . . . . . 742.12(a)(2) Cuba, controlled country, FA . . . . . . . . . . . . . . 768.1(d) Cuba, controlled country . . . . . . . . . . . . . . . . . . .772 Cuba, Country Groups D:2, D:3. . . . . . . . . . 740 Supplement 1 Cuba, Country Group E:2. . . . . . . . . . . . . 740 Supplement 1 Cuba, CTP, restricted computer access. . . . . . . . .740.7(e)(1) Cuba, General Prohibition Three. . . . . . . . . . 736.2(b)(3)(i) Cuba, General Prohibition Eight. . . . . . . . . . . .736.2(b)(8) Cuba, AGR. . . . . . . . . . . . . . . . . . . . . . . . . 740.18 Cuba, APR. . . . . . . . . . . . . . . . . . . . . . . .740.16(h) Cuba, BAG. . . . . . . . . . . . . . . . . . . . . . . . . 740.14 Cuba, GFT. . . . . . . . . . . . . . . . . .740.12(a)(2)(i)(B)(1) Cuba, GFT. . . . . . . . . . . . . . . . . . . .740.12(a)(2)(iii) Cuba, GFT humanitarian donations . . . . . . . .740.12(b)(5)(iii) Cuba, GOV. . . . . . . . . . . . . . . . . . . . . . . . . 740.11 Cuba, RPL one for one replacement of parts . . . 740.10(a)(3)(iv) Cuba, SCL, ineligible . . . . . . . . . . . . . . . . . . .752.4 Cuba, RPL servicing and replacement. . . . . . . 740.10(b)(2)(iv) Cuba, RPL servicing and replacement. . . . . . 740.10(b)(3)(i)(D) Cuba, TMP, temporary exports/reexports by news media740.9(a)(2) (viii) Cuba, TSU mass market software , ineligible. . . .740.13(d)(3)(i) Cuba, TSU, eligibility . . . . . . . . . . . . . .740.13(a,b,& c) Cuba, supporting terrorism . . . . . . . . . . . . . . . . . .772 Cuba, terrorist-supporting country . . . . . . . . 750.4(b)(6)(i) Cuba, imported for display in U.S. . . . . . . . . 740.9(b)(2)(i) Cuba, return of unwanted shipments . . . . . . . . . .740.9(b)(3) Cuba, return of shipments refused entry. . . . . . 740.9(b)(4)(i) customs entries T.&E. and I.E. . . . . . . . . . . . .740.9(b)(1) Customs, export clearance . . . . . . . . . . . . . . . 758.7(a) Customs officer, definition. . . . . . . . . . . . . . . . . .772 Customs, person outside U.S. produce records . . . . . . 762.7(b) CWC. . . . . . . . . . . . . . . .See Chemical Weapons Convention Cyprus . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Cyprus . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Czech Republic, Australia Group member . . . . . . . . . . . .772 Czech Republic . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Czech Republic . . . . . . . . . . . . . . . . . 740 Supplement 1 Czech Republic, IC or EUC for NS . . . . . . . . . . .748.9(b)(2) Czech IC, exception to SUCP requirement. . . . . . . 748.11(a)(1) Czech Republic, IC/DV authority. . . . . . . . . 748 Supplement 4 Czech Republic, support document from government . . .748.9(a)(2) D DCS (destination control statement) DCS, principal reference . . . . . . . . . . . . . . . . . .758.6 DCS, steps . . . . . . . . . . . . . . . . . . . . . . . 732.5(b) DCS, agent to exporter, recordkeeping. . . . . . . . . 730 Supp.1 DCS, CTP . . . . . . . . . . . . . . . . . . . . . . .740.7(e)(2) DCS, License Exception . . . . . . . . . . . . . . . . . 740.1(e) DCS, recordkeeping . . . . . . . . . . . . . . . . . 762.2(b)(30) DCS, SCL . . . . . . . . . . . . . . . . . . . . . . . .752.15(b) DCS, SCL, recordkeeping . . . . . . . . . . . . . . . 730 Supp.1 de minimis U.S. content in foreign-made item not subject to EAR (de minimis) de minimis, principal reference. . . . . . . . . . . . . . .734.4 de minimis, steps. . . . . . . . . . . . . . . . . . . . 732.2(d) de minimis, steps . . . . . . . . . . . . . . . . . . 732.2(e) de minimis, steps. . . . . . . . . . . . . . . . . . . . 732.3(e) de minimis, calculation of values. . . . . . . . 734 Supplement 2 de minimis, General Prohibition Two, if exceeded 736.2(b)(2)(i) (A) de minimis, not subject to the EAR . . . . . . . . . .734.3(b)(4) de minimis, recordkeeping. . . . . . . . . . . . . . . 730 Supp.1 de minimis, report, calculation of values . . 734 Supplement 2 b de minimis, spare parts, APR . . . . . . . . . . . . . .740.16(h) de minimis rule, Cuba. . . . . . . . . . . . . . . . .746.2(b)(3) de minimis rule, Libya . . . . . . . . . . . . . 746.4(c)(3)(iii) de minimis rule, Sudan . . . . . . . . . . . . . . . 742.10(a)(2) de minimis rule, Sudan . . . . . . . . . . . . . 742.10(b)(1)(iv) de minimis rule, Syria . . . . . . . . . . . . . .742.9(b)(1)(iv) decision, administrative law judge, AEP. . . . . . . . . . 766.17 decision tree. . . . . . . . . . . . . . . . . . . . . 732 Supp 1 decontrol definition, FA . . . . . . . . . . . . . . . .768.1(d) decontrol assessment definition, FA. . . . . . . . . . . 768.1(d) deemed export. . . . . . . . . . . . . . . . . . .734.2(b)(2)(ii) default, AEP . . . . . . . . . . . . . . . . . . . . . . . .766.7 defense articles . . . . . . . . . . . . . . . . 730 Supplement 3 defense services . . . . . . . . . . . . . . . . 730 Supplement 3 Defense Trade Control definition . . . . . . . . . . . . . . .772 definitions related to ECCN controls . . . . .738.2(d)(2)(iii)(B) definitions related to ECCN controls . . . . . . . . . . . . .772 Delivery Verification . . . . . . . . . . . . . . . . . (see DV) Delivery Compliance Notice, Form ITA-6008 . .748 Supp.5(a)(6)(v) demonstration, TMP . . . . . . . . . . . . . . . 740.9(a)(2)(iii) denial, intent notification. . . . . . . . . . . . . . . . .750.6 denial, license applications . . . . . . . . . . . . . . . .750.6 denied license assessment, definition, FA. . . . . . . . 768.1(d) denial, SCL applications . . . . . . . . . . . . . . . . 752.9(b) denial orders, steps . . . . . . . . . . . . . . . . .732.3(g)(1) denial order, acting contrary to . . . . . . . . . . . . 764.2(k) denial order, activities prohibited. . . . . . . . . . . 734.5(b) denial order, administrative appeal, none. . . . . . .756.1(a)(2) denial order, General Prohibition Four . . . . . . . .736.2(b)(4) denial order, License Exception, no use. . . . . . . . . . 766.25 denial order, License Exceptions, none . . . . . . . .740.2(a)(2) denial order, license, no use or application . . . . . . . 766.25 denial order, standard terms . . . . . . . . . . 764 Supplement 1 denied persons list, steps . . . . . . . . . . . . . .732.3(g)(1) denied persons list. . . . . . . . . . . . . . . 764 Supplement 2 denied persons list, definition. . . . . . . . . . . . . . . .772 Denmark, Australia Group member. . . . . . . . . . . . . . . .772 Denmark . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Denmark. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Denmark, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2) Denmark, IC/DV authorities . . . . . . . . . . . 748 Supplement 4 Denmark, NATO member . . . . . . . . . . . . . . . . . . . . .772 Denmark, no NP end-use controls. . . . . . . . . 744 Supplement 2 Department of Defense, review of applications . . . . . 750.3(b) Department of Energy . . . . . . . . . . . . . . 730 Supplement 3 Department of Energy . . . . . . . . . . . . . . .734.3(b)(1)(iv) Department of Energy, GOV. . . . . . . . . . . . 740.11(a)(1)(iv) Department of Energy, NP end-use . . . . . . . . .744.2(a)(3) fn4 Department of Energy, review of applications . . . . . . 750.3(b) Department of Interior . . . . . . . . . . . . . 730 Supplement 3 Department of State. . . . . . . . . . . . . . . . (also see DOS) Department of State. . . . . . . . . . . . . . . 730 Supplement 3 Department of State. . . . . . . . . . . . . . . . 734.3(b)(1)(i) Department of State, ITAR determinations . . . . . . . . 734.6(a) Department of State, GOV . . . . . . . . . . . . 740.11(a)(1)(iv) Department of State, review of applications. . . . . . . 750.3(b) Department of Transportation . . . . . . . . . . 730 Supplement 3 Department of the Treasury . . . . . . . . . . . .(also see OFAC) Department of the Treasury . . . . . . . . . . . 730 Supplement 3 Department of the Treasury . . . . . . . . . . . .734.3(b)(1)(ii) Department of the Treasury regulations, BAG. . . . . 740.14(e)(2) destination (see ultimate destination) Destination Control Statement . . . . . . . . . . . . .(see DCS) detention, disclosure in application . . . . . . . . .748.4(d)(1) detention, items . . . . . . . . . . . . . . . . . . .758.7(b)(6) determination, definition, FA. . . . . . . . . . . . . .768.1(d) direct product (foreign produced product of U.S. technology) direct product, steps. . . . . . . . . . . . . . . . . . 732.2(f) direct product, steps. . . . . . . . . . . . . . . . . . 732.3(f) direct product, definition . . . . . . . . . . . . . .734.3(a)(4) direct product, General Prohibition Three. . . . . . .736.2(b)(3) direct product of a plant. . . . . . . . . . . 736.2(b)(3)(ii)(B) direct product of plant, TSR . . . . . . . . . . . 740.6(a)(1)(3) direct product, subject to the EAR . . . . . . . . . .734.3(a)(4) direct product of technology . . . . . . . . . 736.2(b)(3)(ii)(A) direct product, TSR . . . . . . . . . . . . . . .740.6(a)(1)(ii) direct shipment to customers, recordkeeping. . . . . 762.2(b)(19) disclosure of facts in license application (disclosure) disclosure, steps. . . . . . . . . . . . . . . . . . . . 732.6(f) disclosure . . . . . . . . . . . . . . . . . . . . . . . 748.4(a) disclosure . . . . . . . . . . . . . . . . . .736 Supp. 2 Order 1 disclosure, in application, not IC, EUC, or SUCP . . . . 748.9(g) disclosure, recordkeeping . . . . . . . . . . . . . .762.2(b)(8) discovery, AEP . . . . . . . . . . . . . . . . . . . . . . .766.9 discriminatory actions, RTP prohibition. . . . . . . . . 760.2(b) disposal of software, TMP beta test software . . . . .740.9(c)(7) District Offices . . . . . . . . . . . . . . 748 Supp.5(a)(2)(ii) Djibouti . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Djibouti . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Dominica . . . . . . . . . . . . . . . . . . . . . . 738 Supp. 1 Dominica . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Dominican Rep. . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Dominican Republic . . . . . . . . . . . . . . . 740 Supplement 1 Dominican Republic, support document exemption . . . .748.9(a)(1) DOS (Department of State) DOS, NP controls . . . . . . . . . . . . . . . . .744.2(a)(1) fn2 DOS, ITAR. arms controls, Rwanda . . . . . . . . . . . . 746.8(d) Drug Enforcement Administration. . . . . . . . . 730 Supplement 3 drugs. . . . . . . . . . . . . . . . . . . . . . 730 Supplement 3 dual use, definition . . . . . . . . . . . . . . . . . . . .730.3 dual use, definition . . . . . . . . . . . . . . . . . . . . .772 dual use, ECCN 2nd digit 0 . . . . . . . . . . . . . 738.2(d)(1) duplicate license. . . . . . . . . . . . . . . . . . . . . .750.9 duplicate license, recordkeeping . . . . . . . . . . . 730 Supp.1 duplicate license, recordkeeping . . . . . . . . . . 762.2(b)(17) DV (Delivery Verification), DV principal reference . . . . . . . . . . . . . . . . . . 748.13 DV Certificate, Form BXA-647P . . . . . . . . . . 748 Supp. 5(b) DV recordkeeping . . . . . . . . . . . . . . . . . . . 730 Supp.1 DV recordkeeping . . . . . . . . . . . . . . . . . . 762.2(b)(13) DV request . . . . . . . . . . . . . . . . . . . . . . .748.10(i) E Export Administration Act (EAA). . . . . . . . . .Legal Authority EAA, delegation to PTO . . . . . . . . . . . . . . 734.3(b)(1)(v) EAA section 5(f), foreign availability . . . . . . . . . 768.1(a) EAA section 5(h), foreign availability . . . . . . . . . 768.1(a) EAA section 5(m), Cuba . . . . . . . . . . . . . . 746.2(b)(1)(i) EAA section 6, Cuba. . . . . . . . . . . . . . . . . . . 746.2(a) EAA section 6, North Korea . . . . . . . . . . . . . . . 746.5(a) EAA section 6(a), anti-terrorism controls. . . . . . . . 742.1(d) EAA section 6(a), Iran AT controls . . . . . . . .742.8(a)(4)(ii) EAA section 6(a), Iran licensing policy. . . . . . . .742.8(b)(1) EAA section 6(a), Sudan AT controls. . . . . . . 742.10(a)(4)(ii) EAA section 6(a), Sudan licensing policy . . . . . . 742.10(b)(4) EAA section 6(a), Syria AT controls. . . . . . . .742.9(a)(3)(ii) EAA section 6(a), Syria licensing policy . . . . . . .742.9(b)(4) EAA section 6(j), anti-terrorism controls. . . . . . . . 742.1(d) EAA section 6(j), Congressional notification . . . . .750.4(b)(6) EAA section 6(j), Iran AT controls . . . . . . . . 742.8(a)(4)(i) EAA section 6(j), Iran licensing policy. . . . . . . .742.8(b)(1) EAA section 6(j), Sudan AT controls. . . . . . . .742.10(a)(4)(i) EAA section 6(j), Sudan licensing policy . . . . . . 742.10(b)(4) EAA section 6(j), Syria AT controls. . . . . . . . 742.9(a)(3)(i) EAA section 6(j), Syria licensing policy . . . . . . .742.9(b)(4) EAA section 7(c), scrap metal petitions. . . . . . . . . . .754.7 EAA section 7(g), agricultural commodities . . . . . . . 754.6(a) EAA section 11(h), prohibited from applying. . . . . . .748.4(c) EAA section 11(h), license revocation. . . . . . . . . . 750.8(a) EAA section 11A, multilateral violations . . . . . . .764.3(c)(1) EAA section 11B, MT violations . . . . . . . . . . . .764.3(c)(1) EAA section 11C, CB violations . . . . . . . . . . . .764.3(c)(1) EAA section 12(c), confidentiality . . . . . . . . . . . 748.1(c) EAA violation conviction . . . . . . . . . . . . . . . . . 766.25 EAR99 (items subject to the EAR not listed on the CCL) EAR99, steps . . . . . . . . . . . . . . . . .732.3(b)(3); (d)(5) EAR99, steps . . . . . . . . . . . . . . . . . . . . . . 732.3(i) EAR99, transit, steps. . . . . . . . . . . . . . . . . . 732.3(k) EAR99, subject to the EAR. . . . . . . . . . . . . . . .734.3(c) ECCN, steps. . . . . . . . . . . . . . . . . . . . . . . 732.3(d) ECCN, advisory opinion request . . . . . . . . . 748.3(c)(2)(iii) ECCN, General Prohibition One. . . . . . . . . . . 736.2(b)(1)(i) ECCN, General Prohibition Two. . . . . . . . . .736.2(b)(2)(i)(B) ECCN, numbering scheme . . . . . . . . . . . . . . . .738.2(d)(1) ECCN, SED. . . . . . . . . . . . . . . . . . . . . . .732.5(a)(3) economic growth projects, GFT humanitarian donations740.12(b)(5) (ii) Ecuador . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Ecuador. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Ecuador, support document exemption. . . . . . . . . .748.9(a)(1) educational information. . . . . . . . . . . . . . . . . . .734.9 educational instruction. . . . . . . . . .734 Supplement 1 Sec. C educational organization, GFT. . . . . . . . . . . . 740.12(a)(1) effective control, definition. . . . . . . . . . . . . . . . .772 effective control, news media, TMP . . . . . 740.9(a)(2)(viii)(A) Egypt . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Egypt. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Egypt, MT project. . . . . . .740 Supp 1 Country Group D (bottom) EI (encryption items) also see encryption EI, CCL-based controls . . . . . . . . . . . . . . . . . . 742.15 EI, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) El Salvador. . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 El Salvador. . . . . . . . . . . . . . . . . . . 740 Supplement 1 El Salvador, support document exemption. . . . . . . .748.9(a)(1) electric power . . . . . . . . . . . . . . . . . 730 Supplement 3 electronic application . . . . . . . . . . . . . . . . . . .748.7 electronics, CCL category 3. . . . . . . . . . . 738.2 category 3 ELP (expedited licensing procedure) ELP eligibility evaluation definition, FA. . . . . . . . 768.1(d) embargoes, principal reference . . . . . . . . . . . . . . . .746 embargoes, steps . . . . . . . . . . . . . . . . . . .732.3(d)(4) embargoes, steps . . . . . . . . . . . . . . . . . . . . 732.3(i) embargoes, General Prohibition Six . . . . . . . . 736.2(b)(6)(i) embargoes, recordkeeping . . . . . . . . . . . . . . . 730 Supp.1 emergency processing license application . . . . . . . . 748.4(h) employees, U.S. Government . . . . . . . . . .736 Supp. 2 Order 2 employment, General Prohibition Seven. . . . . . . . .736.2(b)(7) employment, MT or CB activity. . . . . . . . . . . . .744.6(a)(2) employment requirement, RTP exception. . . . . . . . . . 760.3(f) encryption, principal reference. . . . . . . . . . . . . . 742.15 encryption, classification and advisory opinions . . .748.3(b)(3) encryption, license review by Dept. of Justice . . 750.3(b)92)(v) encryption, foreign availability . . . . . . .768.1(b) & 768.3(a) encryption, technical assistance restriction . . . . . . 730.5(d) encryption, steps for scope of the EAR . . . . . . . 732.2(b & d) encryption, steps for general prohibitions . . . . . .732.2(e)(2) encryption, source and object code software. . . . . .734.2(b)(9) encryption, publicly available exclusion . . 734.3(b)(3) and note encryption, no deminimis level . . . . . . . . . . . .734.4(b)(2) encryption, U.S. origin identity . . . . . . . . . . . . 734.4(h) encryption, technical assistance by U.S. persons . . . . . .734.5 encryption, technical assistance by U.S. persons . . . . . .744.9 encryption, published information and software . . . . . 734.7(c) encryption, fundamental research exclusion . . . . . . . 734.8(a) encryption, educational information. . . . . . . . . . . . .734.9 encryption, general prohibition seven. . . . . . . . 736.2(7)(ii) encryption, EI reason for control. . . . . . . .738.2(d)(2)(i)(A) encryption, Key Management Infrastructure (KMI) License Exception740.8 encryption, TMP tools of trade . . . . . . . . . . 740.9(a)(2)(i) encryption, TMP temporary exports. . . . . . . . .740.9(a)(2)(ix) encryption, TMP beta test software exclusion . . . . .740.9(c)(3) encryption, GOV exclusions . . . . 740.11(b)(2)(iii)(D) & (iv)(D) encryption, TSU exclusion. . . . . . . . . . . . . . 740.13(d)(2) encryption, Baggage (BAG). . . . . . . . . . . . . . . . . 740.14 encryption, key escrow or key recovery products criteria742 Supp 4 encryption, key escrow or recovery agent criteria, security policies and key escrow or recovery procedures. . . . . . . 742 Supp 5 encryption, guidelines for submitting a classification request for a mass- market software product that contains encryption. . . 742 Supp 6 encryption, review criteria for exporter key escrow and recovery development plans . . . . . . . . . . . . . . . . . 742 Supp 7 encryption, software controlled for EI reasons770.2 interpretation 13 encryption, GSN. . . . . . . . . . . . . . . . . . . . 774 Supp 2 encryption, definition for "bank". . . . . . . . . . . . . . .772 encryption, definition for "effective control" . . . . . . . .772 encryption, definition for "financial institution" . . . . . .772 encryption items, definition . . . . . . . . . . . . . . . . .772 encryption licensing arrangement, definition . . . . . . . . .772 encryption object code, definition . . . . . . . . . . . . . .772 encryption software, definition. . . . . . . . . . . . . . . .772 encryption source code, definition . . . . . . . . . . . . . .772 end-use, prohibited, steps . . . . . . . . . . . . . .732.1(b)(4) end-use, prohibited, steps . . . . . . . . . . . . . .732.3(h)(1) end-use, General Prohibitions. . . . . . . . . . . . .736.2(a)(4) end-use/end-user, General Prohibition Five . . . . . .736.2(b)(5) end-use, prohibited, License Exceptions . . . . . . .740.2(a)(4) end-user, definition . . . . . . . . . . . . . . . .772, 748.5(f) end-user, denial order, steps. . . . . . . . . . . . .732.1(b)(3) end-user, prohibited, steps. . . . . . . . . . . . . .732.3(h)(1) end-user, General Prohibitions . . . . . . . . . . . .736.2(a)(3) end-user prohibited, License Exceptions. . . . . . . .740.2(a)(4) End-User Certificate . . . . . . . . . . . . . . . . . .(see EUC) End-Use Certficiate (under the CWC). . . . . . . . . . . . . .745 Energy Department (see Department of Energy) Energy Policy and Conservation Act . . . . . . . . . .754.2(b)(2) enforcement, principal reference . . . . . . . . . . . . . . .764 enforcement, submission of documents . . . . . . . . . .758.1(fl) Entity List. . . . . . . . . . . . . . . . . . . . . . 744 Supp 4 entity list, general provisions. . . . . . . . . . . . . 744.1(c) entity list, Russian entities. . . . . . . . . . . . . . . 744.10 Equatorial Guinea . . . . . . . . . . . . . . . . . . 738 Supp.1 Equatorial Guinea. . . . . . . . . . . . . . . . 740 Supplement 1 equipment, CCL group A . . . . . . . . . . . . . 738.2(b) group A Eritrea . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Eritrea. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Estonia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Estonia, controlled country, FA. . . . . . . . . . . . . 768.1(d) Estonia, controlled country. . . . . . . . . . . . . . . . . .772 Estonia, Country Group D:1 . . . . . . . . . . . 740 Supplement 1 Estonia, General Prohibition Eight . . . . . . . . . .736.2(b)(8) ethical standards. . . . . . . . . . . . . . .736 Supp. 2 Order 2 Ethiopia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Ethiopia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 EUC (End-User Certificate) EUC, principal reference . . . . . . . . . . . . . . . . . 748.10 EURATOM, GOV . . . . . . . . . . . . . . . . . . . . 740.11(a)(1) European Atomic Energy Community . . . . . . . . . (see EURATOM) evasion, License Exception LVS . . . . . . . . . .740.3(a)(4)(iv) evasion, RTP . . . . . . . . . . . . . . . . . . . . . . . .760.4 evidence of foreign availability . . . . . . . . 768 Supplement 1 exception. . . . . . . . . . . . . . . . (see License Exceptions) exceptions, RTP prohibitions . . . . . . . . . . . . . . . .760.3 exceptions, support document requirements. . . . . . . . 748.9(d) executive orders under IEEPA, EAR authority. . . . . . . . .730.2 exemptions, support documents. . . . . . . . . . . . . . 748.9(a) exhibition, TMP. . . . . . . . . . . . . . . . . 740.9(a)(2)(iii) exhibitions in U.S., TMP . . . . . . . . . . . . . . .740.9(b)(2) expedited licensing procedure. . . . . . . . . . . (also see ELP) expedited licensing procedure, definition, FA. . . . . . 768.1(d) experience application to situations abroad. . . 734.2(b)(3)(iii) expiring license, shipments. . . . . . . . . . . . . . . 758.4(b) export, deemed . . . . . . . . . . . . . . . . . .734.2(b)(2)(ii) export, definition . . . . . . . . . . . . . . . . . . . 730.5(c) export, definition . . . . . . . . . . . . . . . . . .734.2(b)(1) export, definition . . . . . . . . . . . . . . . . . . . . . .772 export of satellites, definition . . . . . . . . . . . . . . .772 export of technology or software, definition . . . . .734.2(b)(2) Export Administration Act . . . . . . . . . . . . . . .(see EAA) Export Administration Act, authority for EAR . . . . . . . .730.2 Export Administration Act, definition. . . . . . . . . . . . .772 Export Administration Branch . . . . . . . . . . . . . . 730.9(a) Export Administration Regulations, definition 772 Export Administration Review Board . . . . . . . . . .750.4(f)(3) export clearance, principal reference. . . . . . . . . . . . .758 export clearance, recordkeeping. . . . . . . . . . . . 730 Supp.1 export clearance, recordkeeping. . . . . . . . . . . . 730 Supp.1 export clearance, recordkeeping. . . . . . . . . . . . 730 Supp.1 Export Control Classification Number . . . . . . . . . (see ECCN) Export Control Classification Number, definition . . . . . . .772 export control document, definition. . . . . . . . . . . . . .772 Export Counseling Division, address. . . . . . . . . . . 748.2(a) Exporter Counseling Division, assistance . . . . . . . . 730.8(c) Export Enforcement Branch. . . . . . . . . . . . . . . . 730.9(b) export license decision tree . . . . . . . . . . . . . 732 Supp 1 exporter, obligations, steps . . . . . . . . . . . . . . 732.6(b) exporter, responsibility . . . . . . . . . . . . . . . . . .758.3 exporter, responsibility, DCS . . . . . . . . . . . . . . .758.6 exporter, definition . . . . . . . . . . . . . . . . . . . . .772 exporting carrier, definition, return of cargo . . . . . 758.8(a) exporting carrier, definition. . . . . . . . . . . . . . . . .772 exports and reexports prohibited . . . . . . . . . . .736.2(b)(1) Exports of Alaskan North Slope Oil . . . . . . . . 754.2(c)(1)(i) Exports of Alaskan North Slope Oil . . . . . . . 754 Supplement 3 F FA (foreign availability) facilities, foreign national inspection. . . . . . 734.2(b)(3)(i) facsimiles of application form unacceptable. . . . . . .748.6(a) fair market prices, U.S. content . . . .734 Supplement 2(a)(1)(i) false statements law . . . . . . . . . . . . . . . . .764.3(b)(3) FAS (foreign availability submission) FAS, definition, FA . . . . . . . . . . . . . . . . . . 768.1(d) FC (Fire-arms convention) FC, reason for control . . . . . . . . . . . . .738.2(d)(2)(i)(A) FC, CCL-based controls . . . . . . . . . . . . . . . . . . 742.17 FC, import certificate . . . . . . . . . . . . . . . . . . 748.14 FC, records to be retained . . . . . . . . . . . . .762.2(b)(38) FCC (Federal Communications Commission) FCC, Cuba. . . . . . . . . . . . . . . . . . . . . . .746.2(b)(2) Federal and State lands, definition. . . . . . . . . .754.4(e)(2) Federal Acquisition Regs, cross debarment. . . 764.3(c)(2)(ii)(B) Federal Aviation Administration, AVS . . . . . . 740.15(a)(2)(ii) Federal Maritime Commission. . . . . . . . . . . 730 Supplement 3 Federal Register, list of legal authorities. . . . . . . . .730.2 Federal Register, Denial Orders. . . . . . . . . . 736.2(b)(4)(i) Federal Rules of Civil Procedure, AEP. . . . . . . . . . 766.5(e) field offices . . . . . . . . . . . . . .(see OEE field offices) Fiji . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Fiji . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 final decision, definition, AEP. . . . . . . . . . . . . . .766.2 financial institution, definition. . . . . . . . . . . . . . .772 financing prohibited, steps. . . . . . . . . . . . . .732.1(b)(5) financing prohibited, steps. . . . . . . . . . . . . . . 732.3(m) financing, General Prohibition Seven . . . . . . . . .736.2(b)(7) Finland, Australia Group member. . . . . . . . . . . . . . . 772 Finland . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Finland, cooperating country . . . . . . . . . . . . . . . . .772 Finland. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Finland, GOV . . . . . . . . . . . . . . . . . . 740.11(b)(3)(ii) Finland, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2) Finland, IC/DV authority . . . . . . . . . . . . 748 Supplement 4 Firearms Convention. . . . . . . . . . . . . . . .§742.17, §748.9 firm, definition . . . . . . . . . . . . . . . . . . . . . . .772 fish and wildlife. . . . . . . . . . . . . . . . 730 Supplement 3 food, AGR (Cuba) . . . . . . . . . . . . . . . . . . . . . 740.18 food, AVS. . . . . . . . . . . . . . . . . . . .740.15(b)(3)(iii) food, AVS. . . . . . . . . . . . . . . . . . . .740.15(c)(3)(iii) food, Cuba . . . . . . . . . . . . . . . . . .746.2(b)(3)(iii)(D) food, GFT. . . . . . . . . . . . . . . . . . . . 740.12(a)(2)(iv) food, Libya. . . . . . . . . . . . . . . . . . . . 746.4(b)(2)(i) food, GFT humanitarian donations . . . . . . . . 740 Supplement 2 food, U.S. and Canadian carriers . . . . . . . . .744.7(b)(3)(iv) Food and Drug Administration . . . . . . . . . . 730 Supplement 3 Foreign Assets and Transactions Controls . . . . 730 Supplement 3 foreign availability, principal reference. . . . . . . . . . .768 foreign availability (FA) foreign availability submission . . . . . . . . . . . .(see FAS) foreign availability, recordkeeping . . . . . . . . .730 Supp.1 foreign government agency, definition. . . . . . . . . . . . .772 foreign government assurance, processing delay . . . .750.4(b)(3) foreign government consultation, processing delay . .750.4(b)(3) foreign laws and regulations . . . . . . . . . . . . . . . 734.12 foreign-made items with U.S. content, steps. . . . . . . 732.2(d) foreign-made items with U.S. content, steps. . . . . . . 732.2(e) foreign-made items, steps. . . . . . . . . . . . . . . . 732.3(e) foreign-made items, General Prohibition Two. . . . . .736.2(b)(2) foreign-made items, not subject to the EAR . . . . . .734.3(b)(4) foreign-made items, subject to the EAR . . . . . . . .734.3(a)(3) foreign-made product, application instructions . . 748 Supp. 2(i) foreign national, export definition. . . . . . . . . .734.2(b)(1) foreign national, export of technology . . . . . .734.2(b)(2)(ii) foreign national, reexport of technology . . . . . . .734.2(b)(5) foreign-origin, direct product, steps. . . . . . .732.2(f)(3)(ii) foreign-origin, U.S. content, steps . . . . . . .732.2(f)(3)(ii) foreign policy control, definition . . . . . . . . . . . . . .772 foreign-produced direct product reexports (see direct product) foreign product . . . . . . . . . . . . . . . . . . . . 730.5(b) foreign source, definition, FA . . . . . . . . . . . . . 768.1(d) Foreign Trade Statistics Regulations . . . . . . . . .(see FTSR) foreign terrorist organizations (FTO). . .744.14, 764 Supp 3, 772 Foreign Trade Zone, subject to the EAR . . . . . . . .734.3(a)(1) foreign trade zone, support document exception . . . 748.12(c)(2) forfeiture . . . . . . . . . . . . . . . . . . . . 764.3(c)(2)(i) Form ATF-4522, U.S. IIC. . . . . . . . . . . . . 748 Supplement 5 Form BXA-645P, U.S. IIC. . . . . . . . . . . . . 748 Supplement 5 Form BXA-647P Delivery Verification Certificate. . 748 Supp. 5(b) Form BXA-748P, classification request. . . . . . . . . . 748.3(b) Form BXA-748P multipurpose application instructions. .748 Supp. 1 Form BXA-748P, SCL instructions. . . . . . . . . . 752 Supp. 1, 2 Form BXA-711, sign copy. . . . . . . . . . . . . . . . .748.11(d) Form BXA-752, recordkeeping. . . . . . . . . . . . . . 730 Supp.1 Form BXA-752, instructions . . . . . . . . . . .752 Supp. 3, 4, 5 Form DSP-53, U.S. IIC. . . . . . . . . . . . . . 748 Supplement 5 Form ITA-6008, Delivery Compliance Notice. . .748 Supp.5(a)(6)(v) forms, recordkeeping . . . . . . . . . . . . . . . . 762.2(b)(14) forms, where to obtain . . . . . . . . . . . . . . . . . . .748.2 forwarder obligations, steps . . . . . . . . . . . . . . 732.6(b) forwarders, DCS responsibilities . . . . . . . . . . . . . .758.6 forwarding agent, DCS responsibilities . . . . . . . . . . .758.6 forwarding agent, definition . . . . . . . . . . . . . . . . .772 forwarding agent, licensee . . . . . . . . . . . . . . . 758.3(b) France, Australia Group member . . . . . . . . . . . . . . . .772 France . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 France . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 France, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2) France, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4 France, NATO member . . . . . . . . . . . . . . . . . . . . .772 France, no NP end-use controls . . . . . . . . . 744 Supplement 2 fraternal org., furnishing info, RTP . . . . . . . . . . 760.2(e) freight forwarders . . . . . . . . . . . . . . . 730 Supplement 3 freight forwarding prohibited, steps . . . . . . . . .732.1(b)(5) freight forwarding, General Prohibition Seven. . . . .736.2(b)(7) French Guiana, support document exemption. . . . . . .748.9(a)(1) French West Indies, support document exemption . . . .748.9(a)(1) FTO, foreign terrorist organizations . . .744.14, 764 Supp 3, 772 FTSR (Foreign Trade Statistics Regulations). . . . . . . . . FTSR FTSR, forwarding agent authorization . . . . . . . . .758.1(b)(1) FTSR, SED, Automated Export System (AES) . . . . . . . . . .758.2 FTSR, SED, exemptions. . . . . . . . . . . . . . . . . . 758.1(c) FTSR, SED, requirements. . . . . . . . . . . . . . . . . 758.1(b) FTSR, SED, submission . . . . . . . . . . . . . . . . . 758.1(i) fuel, AVS. . . . . . . . . . . . . . . . . . . . . . 740.15(b)(3) fuel, AVS. . . . . . . . . . . . . . . . . . . .740.15(c)(3) Note fuel, U.S. and Canadian carriers . . . . . . .744.7(b)(3)(i),(ii) fundamental research . . . . . . . . . . . . . . . . . . 734.8(a) G Gabon . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Gabon. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Gambia . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Gambia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 GBS (Shipments to Country Group B countries - License Exception GBS) GBS, License Exception . . . . . . . . . . . . . . . . . . .740.4 General Prohibitions, principal reference. . . . . . . . . . .736 General Prohibitions, brief descriptions . . . . . . .732.1(d)(1) General Prohibitions, steps. . . . . . . . . . . . . . . . .732.3 General Prohibitions, definition . . . . . . . . . . . . . . .772 General Prohibitions, License Exceptions . . . . . . . . 740.1(a) General Prohibitions, recordkeeping. . . . . . . . . .762.2(b)(1) General Prohibition Three, TSR . . . . . . . . . .740.6(a)(2)(ii) General Prohibition Four violation . . . . . . . . . . .766.25(e) General Software Note . . . . . .(also see TSU software updates) General Software Note,TMP beta test software . . . 740.9(c)(4)(i) Georgia, General Prohibition Eight . . . . . . . . . .736.2(b)(8) Georgia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Georgia, controlled country, FA. . . . . . . . . . . . . 768.1(d) Georgia, controlled country. . . . . . . . . . . . . . . . . .772 Georgia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Germany, Australia Group member. . . . . . . . . . . . . . . .772 Germany . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Germany. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Germany, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2) Germany, IC/DV authority . . . . . . . . . . . . 748 Supplement 4 Germany, NATO member . . . . . . . . . . . . . . . . . . . . .772 Germany, no NP end-use controls. . . . . . . . . 744 Supplement 2 GFT (gift parcels and humanitarian donations) GFT, Cuba. . . . . . . . . . . . . . . . . . . .746.2(a)(1)(viii) GFT, import requirements, recordkeeping. . . . . . . . 730 Supp.1 GFT, Libya . . . . . . . . . . . . . . . . . . 746.4(b)(2)(ii)(I) GFT, License Exceptions. . . . . . . . . . . . . . . . . . 740.12 GFT, North Korea . . . . . . . . . . . . . . . . .746.5(a)(1)(ix) Ghana . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Ghana. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 gift parcels and humanitarian donations . . . . . . . .(see GFT) gift parcels . . . . . . . . . . . . . . . . . . . . . .(see GFT) GFT License Exception. . . . . . . . . . . . . . . . . .740.12(a) gift multiple parcels, application instructions. . 748 Supp. 2(d) gift parcel definition, GFT. . . . . . . . . . . . . 740.12(a)(1) gift parcels, export documents . . . . . . . . . . . .758.1(c)(2) gold, GFT. . . . . . . . . . . . . . . . . .740.12(a)(2)(i)(B)(2) GOV (governments and international organizations) GOV License Exception vs. CCL, steps . . . . . . 732.4(b)(3)(iii) GOV License Exception. . . . . . . . . . . . . . . . . . . 740.11 GOV, Cuba. . . . . . . . . . . . . . . . . . . . 746.2(a)(1)(vii) GOV, Iraq. . . . . . . . . . . . . . . . . . . . .746.3(a)(1)(ii) GOV, Libya . . . . . . . . . . . . . . . . . . 746.4(b)(2)(ii)(H) GOV, North Korea . . . . . . . . . . . . . . . .746.5(a)(1)(viii) GOV, Additional Restrictions on use of Supplement No. 1 to §740.11 GOV (governments) governments and international organizations . . . . . .(see GOV) Governments . . . . . . . . . . . . . . . . . . . . . .(see GOV) Government-sponsored research . . . . . . . . . . . .734.8(b)(6) Government-sponsored research. . . . . . . . . . . . . . . 734.11 graphic accelerators or coprocessors, CTP . . . . . . . 740.7(a) Greece, Australia Group member . . . . . . . . . . . . . . . .772 Greece . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Greece . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Greece, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2) Greece, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4 Greece, NATO member . . . . . . . . . . . . . . . . . . . . .772 Greece, no NP end-use controls . . . . . . . . . 744 Supplement 2 Greenland, support document exemption. . . . . . . . .748.9(a)(1) Grenada . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Grenada. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 GSN(General Software Note mass market software TSU License Exception) GSN, principal reference . . . . . . . . . . . . . . . .740.13(d) Guatemala. . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Guatemala. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Guatemala, support document exemption. . . . . . . . .748.9(a)(1) Guinea . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Guinea . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Guinea-Bissau. . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Guinea-Bissau. . . . . . . . . . . . . . . . . . 740 Supplement 1 Guyana . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Guyana . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Guyana, support document exemption . . . . . . . . . .748.9(a)(1) H Haiti. . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Haiti. . . . . . . . . . . . . . . . . . . . . . . 740 Supplement Haiti, support document exemption. . . . . . . . . . .748.9(a)(1) hearing, AEP . . . . . . . . . . . . . . . . . . . . . . . 766.13 hearing demand, AEP. . . . . . . . . . . . . . . . . . . . .766.6 hearing, proceeding without, AEP . . . . . . . . . . . . . 766.15 help (see advisory opinions, assistance and training) high performance computers (HPC) . . . . . .742.12, 748.10, 740.7 hold without action, definition. . . . . . . . . . . . . . . .772 Holy See, no NP end-use controls . . . . . . . . 744 Supplement 2 Honduras . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Honduras . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Honduras, support document exemption . . . . . . . . .748.9(a)(1) Hong Kong . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Hong Kong, computers, GOV. . . . . . . . . . 740.11(b)(2)(iii)(B) Hong Kong, computers, GOV. . . . . . . . . . .740.11(b)(2)(iv)(B) Hong Kong, cooperating country . . . . . . . . . . . . . . . .772 Hong Kong. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Hong Kong, duplicate licenses. . . . . . . . . . . . . . 750.9(b) Hong Kong, IC or EUC for NS. . . . . . . . . . . . . .748.9(b)(2) Hong Kong, IC/DV authority . . . . . . . . . . . 748 Supplement 4 horses for export by sea, principal reference . . . . . . .754.5 horses for export by sea, transit through U.S.740.9(b)(1)(iii)(C) hot section technology for commercial aircraft engines . . 742.14 hot section technology for commercial aircraft engines, de minimis734.4(h) hot section technology, GOV. . . .740.11 (b)(2)(iii)(A) & (iv)(A) hot section technology, SCL. . . . . . . . . . . . . .752.3(a)(8) household effects, definition, BAG . . . . . . . . . 740.14(b)(2) humanitarian concerns, GFT . . . . . . . . . . .740.12(a)(2)(iii) humanitarian donations . . . . . . . . . . . . . . . . .(see GFT) Hungary, Australia Group member. . . . . . . . . . . . . . . .772 Hungary . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Hungary. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Hungary, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2) Hungary IC, exception to SUCP requirement. . . . . . 748.11(a)(1) Hungary, IC/DV authority . . . . . . . . . . . . 748 Supplement 4 Hungary, support document from government. . . . . . .748.9(a)(2) I I.E. (Immediate Entry) customs, transit through U.S. .740.9(b)(1) IAEA, Nuclear Suppliers Guidelines . . . . . . . . . . . 742.3(d) IAEA, GOV. . . . . . . . . . . . . . . . . . . . . . 740.11(a)(1) IAEA, safeguards, NP end-use . . . . . . . . . . . . .744.2(a)(2) IAEA, safeguards, NP end-use . . . . . . . . . . .744.2(d)(8)(ii) IC (Import Certificate) IC, principal reference. . . . . . . . . . . . . . . . . . 748.10 IC & EUC, recordkeeping. . . . . . . . . . . . . . . . 730 Supp.1 IC & EUC, recordkeeping. . . . . . . . . . . . . . . . 730 Supp.1 IC & EUC, recordkeeping. . . . . . . . . . . . . . . 762.2(b)(11) IC or EUC, requirements. . . . . . . . . . . . . . . . .748.10(b) IC or EUC, submission of original. . . . . . . . . . .748.9(c)(1) IC/DV, authorities . . . . . . . . . . . . . . . 748 Supplement 4 IC/DV, recordkeeping . . . . . . . . . . . . . . . . .730 Supp.1 IC/DV, verification procedure. . . . . . . . . . 748 Supplement 5 Iceland, Australia Group member. . . . . . . . . . . . . . . .772 Iceland . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Iceland, . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Iceland, NATO member . . . . . . . . . . . . . . . . . . . . .772 Iceland, no NP end-use controls. . . . . . . . . 744 Supplement 2 Iceland, RPL one for one replacement of parts. .740.10(a)(3)(iii) Iceland, RS controls . . . . . . . . . . . . . . . . .742.6(a)(2) ICP (Internal Control Program) ICP, requirement . . . . . . . . . . . . . . . . . . . . 752.1(b) ICP, SCL, recordkeeping. . . . . . . . . . . . . . . 762.2(b)(22) ICP, SCL, requirements . . . . . . . . . . . . . . . . . . 752.11 IEEPA (International Emergency Economic Powers Act) IEEPA, authority for EAR . . . . . . . . . . . . . . . . . .730.2 IEEPA, authority for Treasury. . . . . . . . . . .734.3(b)(1)(ii) IEEPA, section 203(b)(2) . . . . . . . . . . . . . 746.2(b)(1)(i) IEEPA, violation conviction. . . . . . . . . . . . . . . . 766.25 IIC (International Import Certificate) IIC, exception to SUCP requirement . . . . . . . . . 748.11(a)(1) IIC, triangular symbol . . . . . . . . . . . . . . . . .748.10(e) IIC, transit through the U.S.. . . . . . . . .740.9(b)(1)(iii)(A) IIC, imported for display in U.S.. . . . . . . 740.9(b)(2)(ii)(A) immigration requirement, RTP exception . . . . . . . . . 760.3(f) Immigration and Naturalization Act . . . . . . . .734.2(b)(2)(ii) Import or End-User Certificate . . . . . . . . . .(see IC or EUC) import and shipping documents, RTP exception . . . . . . 760.3(c) import local law, RTP exception. . . . . . . . . . . . . 760.3(i) import requirements boycotting country . . . . . . . . . 760.3(a) import requirements, GFT . . . . . . . . . . . . 740.12(a)(2)(ii) importer statement, TMP beta test software . . . . . .740.9(c)(5) imports for trade fairs, TMP . . . . . . . . . . . . .740.9(b)(2) India . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 India. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 India, IC or EUC for NS. . . . . . . . . . . . . . . .748.9(b)(2) India IC, exception to SUCP requirement. . . . . . . 748.11(a)(1) India, Indian IC authority . . . . . . . . . . . 748 Supplement 4 India, MT project. . . . . . . . . . . . . . . . 744 Supplement 1 India, support document from government. . . . . . . .748.9(a)(2) Indonesia . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Indonesia. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 industry sponsor of research . . . . . . . . . . . . .734.8(b)(4) inertial navigation equipment, civil aircraft . . . . . 770.2(j) information collection requirements. . . . . . . 730 Supplement 1 information security, CCL category 5 . . . . . . 738.2 category 5 information sharing requirements . . . . . . . . . . . . 758.3(c) informed by BXA, CB activity . . . . . . . . . . . . . . 744.6(b) informed by BXA, CB end-user . . . . . . . . . . . . . . 744.4(b) informed by BXA, MT activity . . . . . . . . . . . . . . 744.6(b) informed by BXA, MT end-user . . . . . . . . . . . . . . 744.3(b) informed by BXA, NP activity . . . . . . . . . . . . . . 744.6(b) informed by BXA, NP end-user . . . . . . . . . . . . . . 744.2(b) initial decision definition, AEP . . . . . . . . . . . . . .766.2 inspection equipment, CCL group B. . . . . . . . 738.2(b) group B inspection, TMP. . . . . . . . . . . . . . . . . .740.9(a)(2)(iv) intent to deny letter, definition. . . . . . . . . . . . . . .772 intent, RTP. . . . . . . . . . . . . . . . . . . . . . . 760.1(e) interception of communications, no Exceptions. . . . .740.2(a)(5) interconnect devices, no de minimis. . . . . . . . . . . 734.4(a) Interior Department (see Department of Interior) interlocutory review of rulings, AEP . . . . . . . . . . . 766.14 intermediate consignee, definition . . . . . . . . . . . 748.5(d) intermediate consignee, definition . . . . . . . . . . . . . .772 Internal Control Program . . . . . . . . . . . . . . . .(see ICP) Internal Security Act, violation conviction. . . . . . . . 766.25 International Atomic Energy Agency . . . . . . . . . . (see IAEA) international controls (see multilateral controls) International Emergency Economic Powers Act . . . . .(see IEEPA) International Import Certificate . . . . . . . . . . . .(see IIC) international safeguards . . . . . . . . . . . . . . . (see GOV) International Traffic in Arms Regulations . . . . . . (see ITAR) International Munitions List, ECCN 2nd digit 0 . . . .738.2(d)(1) international organizations, GOV . . . . . . . . .740.11(b)(3)(i) interpretations, RTP . . . . . . . . . . . . 760 Supplements 1-16 interpretations, principal reference . . . . . . . . . . . . .770 intransit . . . . . . . . . . . . . . . . . . . . .(see transit) invoice copies, DCS. . . . . . . . . . . . . . . . . . . . .758.6 Iran, principal reference. . . . . . . . . . . . . . . . . .746.7 Iran, steps. . . . . . . . . . . . . . . . . . . . . .732.3(d)(4) Iran, steps. . . . . . . . . . . . . . . . . . . . . . . 732.3(i) Iran, AT . . . . . . . . . . . . . . . . . . . . . . . . 742.1(d) Iran, AT license requirements. . . . . . . . . . . . . . 742.8(a) Iran, AT licensing policy. . . . . . . . . . . . . . . . 742.8(b) Iran,. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Iran, CTP, restricted computer access. . . . . . . . .740.7(e)(1) Iran, MT project . . . . . . .740 Supp 1 Country Group D (bottom) Iran, SCL, ineligible . . . . . . . . . . . . . . . . . . .752.4 Iran, supporting terrorism . . . . . . . . . . . . . . . . . .772 Iran, terrorist-supporting country . . . . . . . . 750.4(b)(6)(i) Iran-Iraq Arms Non-Proliferation Act . . . . . . . . .742.8(b)(1) Iran-Iraq Arms Non-Proliferation Act, sanctions . . .764.3(c)(1) Iraq, principal reference. . . . . . . . . . . . . . . . . .746.3 Iraq, steps. . . . . . . . . . . . . . . . . . . . . .732.3(d)(4) Iraq, steps. . . . . . . . . . . . . . . . . . . . . . . 732.3(i) Iraq, anti-terrorism controls. . . . . . . . . . . . . . 742.1(d) Iraq . . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Iraq . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Iraq, BAG. . . . . . . . . . . . . . . . . . . . . . . . . 740.14 Iraq, CTP, restricted computer access. . . . . . . . .740.7(e)(1) Iraq, GOV. . . . . . . . . . . . . . . . . . . . . . . . . 740.11 Iraq, SCL, ineligible . . . . . . . . . . . . . . . . . . .752.4 Iraq, supporting terrorism . . . . . . . . . . . . . . . . . .772 Iraq, terrorist-supporting country . . . . . . . . 750.4(b)(6)(i) Ireland, Australia Group member. . . . . . . . . . . . . . . .772 Ireland . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Ireland, cooperating country . . . . . . . . . . . . . . . . .772 Ireland. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Ireland, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2) Ireland, IC/DV authority . . . . . . . . . . . . 748 Supplement 4 Israel . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Israel . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 issuance of licenses . . . . . . . . . . . . . . . . . . . .750.7 issuance of license, recordkeeping . . . . . . . . . 762.2(b)(15) Italy, Australia Group member. . . . . . . . . . . . . . . . .772 Italy . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Italy, . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Italy, IC or EUC for NS. . . . . . . . . . . . . . . .748.9(b)(2) Italy, IC/DV authority . . . . . . . . . . . . . 748 Supplement 4 Italy, NATO member . . . . . . . . . . . . . . . . . . . . . .772 Italy, no NP end-use controls. . . . . . . . . . 744 Supplement 2 ITAR, not subject to the EAR . . . . . . . . . . . 734.3(b)(1)(i) ITAR, overlaps with EAR. . . . . . . . . . . . . . . . . 734.6(a) item, classification, steps. . . . . . . . . . . . . .732.1(b)(1) item, controlled listed in ECCNs . . . . . . .738.2(d)(2)(iii)(D) item, definition . . . . . . . . . . . . . . . . . . .738.1(a)(1) item, definition, FA . . . . . . . . . . . . . . . . . . 768.1(d) item, definition . . . . . . . . . . . . . . . . . . . . . . .772 item, eligible for non-controlled country ELP, FA . . .768.1(d) items subject to the EAR (also see subject to the EAR) items subject to the EAR . . . . . . . . . . . . . . . . . 734.3 items subject to the EAR . . . . . . . . . . . . . . . . 734.3(c) items subject to EAR, access, denial . . . . . . . . .764.3(a)(2) items subject to EAR, transactions, denial . . . . . .764.3(a)(2) items subject to the EAR, denial order . . . . . 764 Supplement 1 J Jamaica. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Jamaica. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Jamaica, support document exemption. . . . . . . . . .748.9(a)(1) Japan, Australia Group member. . . . . . . . . . . . . . . . .772 Japan . . . . . . . . . . . . . . . . . . . . . . . . 738 Supp.1 Japan. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Japan, IC or EUC for NS. . . . . . . . . . . . . . . .748.9(b)(2) Japan, IC/DV authority . . . . . . . . . . . . . 748 Supplement 4 Japan, no NP end-use controls. . . . . . . . . . 744 Supplement 2 Japan, XP computer regime. . . . . . . . . . . . . . . .742.12(d) Jordan . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Jordan . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 jurisdiction, BXA assistance available . . . . . . . . . . .734.6 K Kazakhstan . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Kazakhstan, controlled country, FA . . . . . . . . . . . 768.1(d) Kazakhstan, controlled country . . . . . . . . . . . . . . . .772 Kazakhstan . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Kazakhstan, General Prohibition Eight. . . . . . . . .736.2(b)(8) Kazakhstan, NS licensing policy. . . . . . . . . . . .742.4(b)(5) Kenya . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Kenya. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 key criteria . . . . . . . . . . . . . . . . . . 742 Supplement 4 key holder requirements, safeguard procedures, and procedures742 Supplement 5 key escrow encryption software, record keeping . . . .762.2(b)(6) Key Management Infrastructure (KMI) License Exception. . . .740.8 Kiribati . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Kiribati . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 KMI, License Exception Key Management Infrastructure . . . .740.8 know your customer, steps. . . . . . . . . . . . . . . . 732.3(m) know your customer . . . . . . . . . . . . . . . 732 Supplement 3 know, definition . . . . . . . . . . . . . . . . . . . . . . .772 knowledge, application to situations abroad. . . 734.2(b)(3)(iii) knowledge, CB end-use. . . . . . . . . . . . . . . . . . 744.4(a) knowledge, definition. . . . . . . . . . . . . . . . . . . . .772 knowledge, MNP end-use . . . . . . . . . . . . . . . . . 744.5(a) knowledge, MT end-use. . . . . . . . . . . . . . . . . . 744.3(a) knowledge, NP end-use. . . . . . . . . . . . . . . . . . 744.2(a) knowledge of violation, steps. . . . . . . . . . . . . . 732.3(m) knowledge of violation, acting with. . . . . . . . . . . 764.2(e) knowledge of violation, General Prohibition Ten . . 736.2(b)(10) knowledge of violation, release prohibited . . . . . .734.2(b)(5) Korea, North . . . . . . . . . . . . . . . . . .(see North Korea) Korea, Republic of . . . . . . . . . . . . . . (see South Korea) Kuwait . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Kuwait,. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Kyrgyzstan . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Kyrgyzstan, controlled country, FA . . . . . . . . . . . 768.1(d) Kyrgyzstan, controlled country . . . . . . . . . . . . . . . .772 Kyrgyzstan . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Kyrgyzstan, General Prohibition Eight. . . . . . . . .736.2(b)(8) L Laos . . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Laos, controlled country, FA . . . . . . . . . . . . . . 768.1(d) Laos, controlled country . . . . . . . . . . . . . . . . . . .772 Laos . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Laos, General Prohibition Eight. . . . . . . . . . . .736.2(b)(8) Laos, NS licensing policy. . . . . . . . . . . . . . .742.4(b)(6) lasers, CCL category 6 . . . . . . . . . . . . . 738.2 category 6 Latvia . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Latvia, controlled country . . . . . . . . . . . . . . . . . .772 Latvia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Latvia, General Prohibition Eight. . . . . . . . . . .736.2(b)(8) Latvia, NS licensing policy. . . . . . . . . . . . . .742.4(b)(5) law or regulation relating to export control, definition . . .772 laws, U.S., other applicable . . . . . . . . . . . . . . . .758.9 Lebanon. . . . . . . . . . . . . . . . . . . . . . . . 738 Supp.1 Lebanon. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Leeward&Windward Islands, support document exemption .748.9(a)(1) legal authority vs. subject to the EAR . . . . . . . . . 734.1(c) legible or legibility, definition. . . . . . . . . . . . . . .772 Lesotho. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Lesotho. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 letters of credit, RTP . . . . . . . . . . . . . .760.1(d)(18-20) letters of credit, RTP . . . . . . . . . . . . . . . . . 760.2(f) Liberia, arms embargo. . . . . . . . . . . . .746 Supplement 2(b) Liberia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Liberia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 library availability . . . . . . . . . . .734 Supplement 1 Sec. H Libya, principal reference . . . . . . . . . . . . . . . . .746.4 Libya, direct product, steps . . . . . . . . . . . 732.2(f)(1)(i) Libya, steps . . . . . . . . . . . . . . . . . . . . .732.3(d)(4) Libya, steps . . . . . . . . . . . . . . . . . . . . . . 732.3(i) Libyan aircraft, end-use . . . . . . . . . . . . . . . . . .744.8 Libya, anti-terrorism controls . . . . . . . . . . . . . 742.1(d) Libya. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Libya, CTP, restricted computer access . . . . . . . .740.7(e)(1) Libya, General Prohibition Three . . . . . . . . . 736.2(b)(3)(i) Libya,SED requirement . . . . . . . . . . . . . . . .758.1(b)(1) Libya, SCL, ineligible . . . . . . . . . . . . . . . . . .752.4 Libya, supporting terrorism. . . . . . . . . . . . . . . . . .772 Libya, terrorist-supporting country. . . . . . . . 750.4(b)(6)(i) license application, definition. . . . . . . . . . . . . . . .772 license application, recordkeeping . . . . . . . . . .762.2(b)(9) license application procedure, steps . . . . . . . . . . 732.1(f) license application procedure, steps . . . . . . . . .732.4(b)(7) license, definition. . . . . . . . . . . . . . . . . . . . . .772 License Exception, principal reference . . . . . . . . . . . .740 License Exception, scope . . . . . . . . . . . . . . . . 740.1(a) License Exception, definition. . . . . . . . . . . . . . . . .772 License Exception, steps . . . . . . . . . . . . . . . . 732.1(e) License Exception, direct product, steps . . . . . . .732.2(f)(2) License Exception, steps . . . . . . . . . . . . . . .732.3(f)(2) License Exception, steps . . . . . . . . . . . . . . .732.3(g)(2) License Exception, steps . . . . . . . . . . . . . . .732.3(h)(2) License Exception, steps . . . . . . . . . . . . . . .732.3(i)(2) License Exception, steps . . . . . . . . . . . . . . . . . .732.4 License Exception, recordkeeping, steps. . . . . . . .732.4(b)(1) License Exception, more than one, steps . . . . .732.4(b)(3)(ii) License Exception, embargoes, steps. . . . . . . . 732.4(b)(4)(i) License Exception, short supply, steps . . . . . .732.4(b)(4)(ii) License Exception, group symbol, steps . . . . . . . .732.5(a)(2) License Exception, DCS . . . . . . . . . . . . . . . . . 740.1(e) License Exception, Denial Orders . . . . . . . . . . .740.2(a)(2) License Exception, ECCNs . . . . . . . . . . . . . . .738.2(d)(2) License Exception, ECCNs . . . . . . . . . . . . .738.2(d)(2)(ii) License Exception, embargoes . . . . . . . . . . . . . . 740.1(a) License Exception, end-uses, prohibited. . . . . . . .740.2(a)(4) License Exception, end-users, prohibited . . . . . . .740.2(a)(4) License Exception, General Prohibitions. . . . . . . . . 736.2(b) License Exception, General Prohibition One . . . .736.2(b)(1)(ii) License Exception, General Prohibition Two . . . .736.2(b)(2)(ii) License Exception, General Prohibition Three . . 736.2(b)(3)(iii) License Exception, General Prohibition Four. . . .736.2(b)(4)(ii) License Exception, General Prohibition Six . . . .736.2(b)(6)(ii) License Exception, group symbol on SEDs. . . . . . . .740.1(d)(1) License Exception, groupings . . . . . . . . . . . . . . 740.1(c) License Exception, recordkeeping . . . . . . . . . . . . 740.1(f) License Exception, recordkeeping . . . . . . . . . . .762.2(b)(3) License Exception, restrictions. . . . . . . . . . . . . . .740.2 License Exception, return of shipment. . . . . . . . . . 740.2(b) License Exception, revision. . . . . . . . . . . . . . . 740.2(b) License Exception, revocation. . . . . . . . . . . . .740.2(a)(1) License Exception, revocation. . . . . . . . . . . . . . 740.2(b) License Exception, SED . . . . . . . . . . . . . . . . . 740.1(d) License Exception, SED, exemptions . . . . . . . . . . . 758.1(c) License Exception, SED, symbol . . . . . . . . . . . .758.1(g)(2) License Exception, suspension. . . . . . . . . . . . .740.2(a)(1) License Exception, suspension. . . . . . . . . . . . . .740.2(b)) License Exception, symbols . . . . . . . . . . . . . . .740.1(c) License Exception, symbol, export document . . . . . . . 758.1(f) License Exception, unloading of shipment . . . . . . . . 740.2(b) License Exception APR. . . . . . . . . . . . . . . . . . . 740.16 License Exception AVS. . . . . . . . . . . . . . . . . . . 740.15 License Exception BAG. . . . . . . . . . . . . . . . . . . 740.14 License Exception CIV. . . . . . . . . . . . . . . . . . . .740.5 License Exception CTP. . . . . . . . . . . . . . . . . . . .740.7 License Exception GBS. . . . . . . . . . . . . . . . . . . .740.4 License Exception GFT. . . . . . . . . . . . . . . . . . . 740.12 License Exception GOV. . . . . . . . . . 740.11, Supp 1 to 740.11 License Exception KMI. . . . . . . . . . . . . . . . . . . .740.8 License Exception LVS. . . . . . . . . . . . . . . . . . . .740.3 License Exception RPL. . . . . . . . . . . . . . . . . . . 740.10 License Exception SPR. . . . . . . . . . . . . . . . . . 754.2(h) License Exception SS-SAMPLE. . . . . . . . . . . . . . . 754.2(i) License Exception TAPS . . . . . . . . . . . . . . . . . 754.2(j) License Exception TMP. . . . . . . . . . . . . . . . . . . .740.9 License Exception TSR. . . . . . . . . . . . . . . . . . . .740.6 License Exception TSU. . . . . . . . . . . . . . . . . . . 740.13 License Exception WRC. . . . . . . . . . . . . . . . . . 754.4(c) license, number, SED, steps. . . . . . . . . . . . . .732.5(a)(1) license, number, SED . . . . . . . . . . . . . . . . .758.1(g)(1) license, requirement, steps. . . . . . . . . . . . . . . 732.3(d) license, requirement, CCL & Country Chart. . . . . . . . . .738.4 license, requirement, ECCNs. . . . . . . . . . . . 738.2(d)(2)(i) license, requirement, General Prohibitions . . . . . . . 732.1(d) license, requirement, subject to the EAR . . . . . . .734.2(a)(3) license, revocation. . . . . . . . . . . . . . . . . . . . .750.8 license, suspension. . . . . . . . . . . . . . . . . . . . .750.8 license, transfer. . . . . . . . . . . . . . . . . . . . . 750.10 license, use, steps. . . . . . . . . . . . . . . . . . . 732.6(a) licensee, definition . . . . . . . . . . . . . . . . . . . . .772 licensee, responsibility . . . . . . . . . . . . . . . . 750.7(d) Liechtenstein. . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Liechtenstein. . . . . . . . . . . . . . . . . . 740 Supplement 1 Liechtenstein, IC or EUC for NS. . . . . . . . . . . .748.9(b)(2) Liechtenstein, IC/DV authority . . . . . . . . . 748 Supplement 4 Limited Value License Exception . . . . . . . . . . . .(see LVS) Lithuania . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Lithuania, controlled country, FA. . . . . . . . . . . . 768.1(d) Lithuania, controlled country. . . . . . . . . . . . . . . . .772 Lithuania. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Lithuania, General Prohibition Eight . . . . . . . . .736.2(b)(8) Lithuania, NS licensing policy . . . . . . . . . . . .742.4(b)(5) local law, RTP exception . . . . . . . . . . . . . . . . 760.3(g) Luxembourg, Australia Group member . . . . . . . . . . . . . .772 Luxembourg . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Luxembourg, EURATOM Safeguards Directorate . . . 740.11(a)(1)(ii) Luxembourg . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Luxembourg . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Luxembourg, IC or EUC for NS . . . . . . . . . . . . .748.9(b)(2) Luxembourg, IC/DV authority. . . . . . . . . . . 748 Supplement 4 Luxembourg, NATO member . . . . . . . . . . . . . . . . . . .772 Luxembourg, no NP end-use controls . . . . . . . 744 Supplement 2 LVS (License Exception Limited Value) LVS, principal reference . . . . . . . . . . . . . . . . 740.3(a) M Macedonia FYROM (Macedonia Former Yugoslav Republic Of Macedonia) Macedonia FYROM, arms embargo. . . . . . . . .746 Supplement 2(a) Macedonia FYROM . . . . . . . . . . . . . . . . . . . 738 Supp.1 Macedonia FYROM. . . . . . . . . . . . . . . . . 740 Supplement 1 Macau. . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Madagascar . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Madagascar . . . . . . . . . . . . . . . . . . . 740 Supplement 1 mail and wire fraud law. . . . . . . . . . . . . . . .764.3(b)(3) mail, exports by . . . . . . . . . . . . . . . . . . . . 758.1(b) Malawi . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Malawi . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Malaysia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Malaysia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Maldives . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Maldives . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Mali . . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Mali . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Malta . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Malta. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Maquilladora program, TMP. . . . . . . . . . . . 740.9(a)(2)(vii) marine, CCL category 8 . . . . . . . . . . . . . 738.2 category 8 maritime nuclear propulsion. . . . . . . . . . . . . . .(see MNP) Maritime Commission . . . . . .(see Federal Maritime Commission) Maritime Administration . . . (see U.S. Maritime Administration) Marshall Islands . . . . . . . . . . . . . . . . . . .738 Supp. 1 Marshall Islands . . . . . . . . . . . . . . . . 740 Supplement 1 mass market software . . . . . . .(see TSU General Software Note) materials, CCL category 1. . . . . . . . . . . . 738.2 category 1 materials, CCL group C . . . . . . . . . . . . . 738.2(b) group C materials processing, CCL category 2 . . . . . . 738.2 category 2 Mauritania . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Mauritania . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Mauritius . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Mauritius. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 medical devices, definition. . . . . . . . . . . . . . . . . .772 medical items, application instructions. . . . . . 748 Supp. 2(a) medical items, AVS . . . . . . . . . . . . . . . 740.15(b)(3)(ii) medical items, AVS . . . . . . . . . . . . . . . 740.15(c)(3)(ii) medical items, Canadian carriers . . . . . . . . 744.7(b)(3)(iii) medical items, Cuba. . . . . . . . . . . . . . . . . .746.2(b)(1) medical items, GFT . . . . . . . . . . . . . . .740.12(a)(2)(iii) medical items, Libya . . . . . . . . . . . . . . . 746.4(b)(2)(i) medical items, GFT humanitarian donations. . . .740.12(b)(5)(iii) medical items, GFT humanitarian donations. . . . 740 Supplement 2 medical items, U.S. Canadian carriers. . . . . . 744.7(b)(3)(iii) medicines, definition. . . . . . . . . . . . . . . . . . . . .772 memory circuits, no de minimis . . . . . . . . . . . . . 734.4(a) Mexico, assembly in, TMP . . . . . . . . . . . . 740.9(a)(2)(vii) Mexico . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Mexico . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Mexico, support document exemption . . . . . . . . . .748.9(a)(1) Micronesia FSO (Micronesia, Federated States Of) Micronesia FSO . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Micronesia FSO . . . . . . . . . . . . . . . . . 740 Supplement 1 microorganisms, CCL category 1 . . . . . . . . . 738.2 category 1 military end-users, CIV . . . . . . . . . . . . . . .740.7(d)(3) military end-users, CTP. . . . . . . . . . . . . 740.3(e)(4)(iii) military end-uses, CIV . . . . . . . . . . . . . . . . . 740.3(c) military end-uses, CTP . . . . . . . . . . . . . . . .740.7(d)(3) military wearing apparel, GFT. . . . . . . .740.12(a)(2)(i)(B)(3) Mineral Lands Leasing Act . . . . . . . . . . . 754 Supplement 3 Mineral Leasing Act of 1920. . . . . . . . . . . .754.2(c)(1)(ii) minimum necessary, definition, TSU . . . . . . . . . 740.13(a)(1) Miquelon & St.Pierre Islands, support document exemption748.9(a) (1) miscellaneous, CCL category 0. . . . . . . . . . 738.2 category 0 missile technology . . . . . . . . . . . . . . . . . . . (see MT) Missile Technology Control Regime (MTCR) . . . . . . . . 742.5(d) Missile Technology Control Regime definition . . . . . . . . .772 Missile Technology Export Control Group . . . . . 750.4(d)(2)(i) MNP (maritime nuclear propulsion) MNP, end-use controls . . . . . . . . . . . . . . . . . . .744.5 MNP, SCL, ineligible . . . . . . . . . . . . . . . . .752.3(a)(5) MNP, technology. . . . . . . . . . . . . . . 748 Supp.2(o)(3)(ii) Moldova . . . . . . . . . . . . . . . . . . . . . . . 738 Supp.1 Moldova, controlled country, FA. . . . . . . . . . . . . 768.1(d) Moldova, controlled country. . . . . . . . . . . . . . . . . .772 Moldova. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Monaco . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Monaco . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 money laundering law . . . . . . . . . . . . . . . . .764.3(b)(3) Mongolia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Mongolia, controlled country FA. . . . . . . . . . . . . 768.1(d) Mongolia, controlled country . . . . . . . . . . . . . . . . .772 Mongolia, Country Groups D:1, D:3. . . . . . . . 740 Supplement 1 Mongolia, General Prohibition Eight. . . . . . . . . .736.2(b)(8) Mongolia, NS licensing policy. . . . . . . . . . . . .742.4(b)(5) Montenegro . . . . . . . . . . . .746.9, 738 Supp. 1, 740 Supp. 1 Morocco . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Morocco. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Mozambique . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Mozambique . . . . . . . . . . . . . . . . . . . 740 Supplement 1 MT (missile technology) MT, activities controlled. . . . . . . . . . . .744.6(a)(1)(i)(B) MT, activities subject to the EAR. . . . . . . . . . . . 734.5(a) MT, AT, Sudan. . . . . . . . . . . . . . . . . .742.10(b)(1)(iii) MT, AT, Syria. . . . . . . . . . . . . . . . . . 742.9(b)(1)(iii) MT, CCL 2nd digit 1. . . . . . . . . . . . . . . . .738.2(d)(1) 1 MT, CCL-based controls . . . . . . . . . . . . . . . . . . .742.5 MT, CCL, non-MT items. . . . . . . . . . . . . . . . .742.5(b)(3) MT, Congressional notification . . . . . . . . 750.4(b)(6)(ii)(C) MT, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) MT, end-use/end-user controls. . . . . . . . . . . . . . . .744.3 MT, end-use/end-user, XP licensing policy. . . . 742.12(b)(3)(ii) MT, prohibited activities. . . . . . . . . . . . . . . . 734.5(a) MT, projects . . . . . . . . .740 Supp 1 Country Group D (bottom) MT, SCL, ineligibility . . . . . . . . . . . . . . . .752.3(a)(1) MTCR (Missile Technology Control Regime) . . . . . . . . 742.5(d) MTCR definition. . . . . . . . . . . . . . . . . . . . . . . .772 MTEC definition. . . . . . . . . . . . . . . . . . . . . . . .772 multilateral vs. unilateral controls . . . . . . . . . . 730.8(b) multilateral review processing delay . . . . . . . . .750.4(b)(5) multiple value limits, License Exception LVS . . 740.3(a)(4)(iii) multiple shipments, license application. . . . . . . . . 748.4(e) N Namibia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Namibia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 national security . . . . . . . . . . . . . . . . . . . (see NS) National Security Override, definition, FA . . . . . . . 768.1(d) national origin, furnishing info, RTP . . . . . . . . . 760.2(c) NATO, definition . . . . . . . . . . . . . . . . . . . . . . .772 natural gas. . . . . . . . . . . . . . . . . . . 730 Supplement 3 Nauru. . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Nauru. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Naval Petroleum Reserve. . . . . . . . . . . . . 754.2(g)(3)(iii) Naval Petroleum Reserves Production Act. . . . . .754.2(c)(1)(iv) Naval Petroleum Reserves Production Act. . . . . . . . . 754.3(b) Naval Petroleum Reserves Production Act. . . . . 754 Supplement 3 navigation, CCL category 7 . . . . . . . . . . . 738.2 category 7 NDAA notification (high performance computers) . . . .740.7(d)(4) Nepal . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Nepal. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 net value, definition, License Exception LVS . . .740.3(a)(3)(ii) net value, definition. . . . . . . . . . . . . . . . . . . . .772 Netherlands, Australia Group member. . . . . . . . . . . . . .772 Netherlands, . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Netherlands . . . . . . . . . . . . . . . . . . 740 Supplement 1 Netherlands, IC or EUC for NS. . . . . . . . . . . . .748.9(b)(2) Netherlands, IC/DV authority . . . . . . . . . . 748 Supplement 4 Netherlands, NATO member . . . . . . . . . . . . . . . . . . .772 Netherlands, no NP end-use controls. . . . . . . 744 Supplement 2 Netherlands Antilles, support document exemption . . .748.9(a)(1) New Zealand, Australia Group member. . . . . . . . . . . . . .772 New Zealand . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 New Zealand, cooperating country . . . . . . . . . . . . . . .772 New Zealand. . . . . . . . . . . . . . . . . . . 740 Supplement 1 New Zealand, IC or EUC for NS. . . . . . . . . . . . .748.9(b)(2) New Zealand, IC/DV authority . . . . . . . . . . 748 Supplement 4 New Zealand, no NP end-use controls . . . . . . . . . . 744.2(c) New Zealand, no NP end-use controls. . . . . . . 744 Supplement 2 New Zealand, RS controls . . . . . . . . . . . . . . .742.6(a)(2) news media, TMP. . . . . . . . . . . . . . . . .740.9(a)(2)(viii) news media, tools of trade, TMP. . . . . . . 740.9(a)(2)(viii)(C) Nicaragua . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Nicaragua. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Nicaragua, support document exemption. . . . . . . . .748.9(a)(1) Niger . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Niger. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Nigeria. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Nigeria. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 NLR (No License Required) NLR, steps . . . . . . . . . . . . . . . . . . . . . .732.5(a)(2) NLR, definition. . . . . . . . . . . . . . . . . . . . . . . .772 NLR, DCS . . . . . . . . . . . . . . . . . . . . . . . . . .758.6 NLR, SED . . . . . . . . . . . . . . . . . . . . . . .740.1(d)(2) NLR, SED . . . . . . . . . . . . . . . . . . . . . . .758.1(b)(3) NLR, SED . . . . . . . . . . . . . . . . . . . . . . .758.1(g)(3) NLR, shipping documents . . . . . . . . . . . . . . . . 758.1(d) No License Required . . . . . . . . . . . . . . . . . .(see NLR) non-controlled country, definition, FA . . . . . . . . .768.1(d) non-U.S. source, definition, FA. . . . . . . . . . . . . 768.1(d) North Korea, principal reference . . . . . . . . . . . . . 742.19 North Korea, anti-terrorism controls . . . . . . . . . . . 742.19 North Korea, AVS . . . . . . . . . . . . . . . . .740.15(a)(1)(i) North Korea, AVS . . . . . . . . . . . . . . . . 740.15(a)(2)(ii) North Korea, AVS . . . . . . . . . . . . . . . 740.15(a)(3)(v-ix) North Korea, AVS . . . . . . . . . . . . . . . . 740.15(b)(1)-(2) North Korea, AVS . . . . . . . . . . . . . . . . . . 740.15(c)(1) North Korea, AVS . . . . . . . . . . . . . . . . 740.15(c)(2)(ii) North Korea, computer tier 4, XP . . . . . . . . . . 742.12(a)(2) North Korea, controlled country, FA. . . . . . . . . . . 768.1(d) North Korea, controlled country. . . . . . . . . . . . . . . .772 North Korea, Country Groups D:1, D:2, D:3, D:4 . 740 Supplement 1 North Korea, CTP, restricted computer access . . . . .740.7(e)(1) North Korea, General Prohibition Eight . . . . . . . .736.2(b)(8) North Korea, TSU general software note . . . . . .740.13(d)(3)(i) North Korea, MT project. . . . . . . . . . . . . 740 Supplement 1 North Korea, RPL one for one replacement of parts740.10(a)(3)(iv) North Korea, SCL, ineligible . . . . . . . . . . . . . . . .752.4 North Korea, RPL servicing and replacement . . .740.10(b)(2)(iii) North Korea, RPL servicing and replacement . . . 740.10(b)(2)(iv) North Korea, RPL servicing and replacement . . 740.10(b)(3)(i)(D) North Korea, supporting terrorism. . . . . . . . . . . . . . .772 North Korea, terrorist-supporting country. . . . . 750.4(b)(6)(i) North Korea, TMP imported for display in U.S.. . . 740.9(b)(2)(i) Northern Mariana Islands, Commonwealth of. . . . . . .734.2(b)(8) Norway, Australia Group member . . . . . . . . . . . . . . . .772 Norway . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Norway . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Norway, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2) Norway, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4 Norway, NATO member . . . . . . . . . . . . . . . . . . . . .772 Norway, no NP end-use controls . . . . . . . . . 744 Supplement 2 NP (nuclear nonproliferation) NP, activities controlled. . . . . . . . . . . .744.6(a)(1)(i)(A) NP, CCL 2nd digit 2. . . . . . . . . . . . . . . . .738.2(d)(1) 2 NP, CCL-based controls . . . . . . . . . . . . . . . . . . .742.3 NP, CCL, non-NP items. . . . . . . . . . . . . . . . .742.3(b)(2) NP, Congressional notification . . . . . . . . 750.4(b)(6)(ii)(D) NP, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) NP, SCL, items may be authorized . . . . . . . . . . . . 752.3(b) NS (national security) NS, AT, Iran . . . . . . . . . . . . . . . . . . . . .742.8(b)(1) NS, AT, Sudan. . . . . . . . . . . . . . . . . . 742.10(b)(1)(ii) NS, AT, Syria. . . . . . . . . . . . . . . . 742.9(b)(1)(ii,iv,v) NS, CCL-based controls . . . . . . . . . . . . . . . . . . .742.4 NS, Congressional notification . . . . . . . . 750.4(b)(6)(ii)(A) NS, direct product, steps. . . . . . . . . . . . 732.2(f)(1)(iii) NS, ECCN 2nd digit 0 . . . . . . . . . . . . . . . .738.2(d)(1) 0 NS, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) NS, IC or EUC requirements . . . . . . . . . . . . . . .748.10(b) NS, Libya. . . . . . . . . . . . . . . . . . . . . 746.4(c)(2)(i) NS, research . . . . . . . . . . . . . . . . . . . . . . . 734.11 NSG (Nuclear Suppliers Group) NSG, agreement . . . . . . . . . . . . . . . . . . . . . 742.3(d) NSG, definition. . . . . . . . . . . . . . . . . . . . . . . .772 NSG, items in IAEA document Annex. . . . . . . . . . . . 742.3(d) NSG, members, license not required . . . . . . . . . .742.3(a)(1) NSG, Trigger List, CCL 2nd digit . . . . . . . . . 0738.2(d)(1) 0 NSO. . . . . . . . . . . . . . . (see National Security Override) nuclear activity, RPL one for one replacement of parts740.10(a) (3)(iii) nuclear equipment, CCL category 0. . . . . . . . 738.2 category 0 nuclear facilities, CCL category 0 . . . . . . . 738.2 category 0 nuclear materials. . . . . . (also see special nuclear materials) nuclear materials, CCL category 0. . . . . . . . 738.2 category 0 nuclear nonproliferation . . . . . . . . . . . . . . . . (see NP) Nuclear Non-Proliferation Treaty . . . . . . 742.3(b)(1)(viii)(A) Nuclear Non-Proliferation Treaty, NP end-use . . . 744.2(d)(8)(i) nuclear reactor vessels, NRC jurisdiction. . . . 734.3(b)(1)(iii) nuclear referral list, definition. . . . . . . . . . . . 742.3(a) Nuclear Regulatory Commission. . . . . . . . . . 734.3(b)(1)(iii) Nuclear Suppliers Group . . . . . . . . . . . . . . . .(see NSG) Nuclear Suppliers Group (NSG) definition . . . . . . . . . . .772 numerical control, application instructions. . . . 748 Supp. 2(h) numerical control units, interpretation 5. . . . . . . . 770.2(e) O OAC (Office of Antiboycott Compliance) OAC. . . . . . . . . . . . . . . . . . . . . . . . . .730.9(b)(3) OAC, charging letters, AEP . . . . . . . . . . . . . . . 766.3(a) object code, TSU . . . . . . . . . . . . . . . 740.13(a)(2)(i)(B) obligations under EAR . . . . . . . . . . . . . . . .730.8(a)(1) OC . . . . . . . . . . . . . . . . . . .(see Operating Committee) OCCEA (Office of Chief Counsel for Export Administration) OCCEA, represent BXA, AEP. . . . . . . . . . . . . . . . . .766.4 OEE (Office of Export Enforcement) OEE, addresses . . . . . . . . . . . . . . . . . . . .764.5(c)(7) OEE, charging letters, AEP . . . . . . . . . . . . . . . 766.3(a) OEE, export clearance . . . . . . . . . . . . . . . . . 758.7(a) OEE, field offices . . . . . . . . . . . . . . . . . .730.9(b)(1) OEE, field offices, addresses. . . . . . . . . . . . .764.5(c)(7) OExS (Office of Exporter Services) OExS, authorize prohibited actions . . . . . . . . . .764.3(a)(2) OFAC (Office of Foreign Assets Control) OFAC . . . . . . . . . . . . . . . . . . . . . . 730 Supplement 3 OFAC, Angola . . . . . . . . . . . . . . . . . . 746 Supplement 1 OFAC, Cuba embargo . . . . . . . . . . . . . . . . . . . 746.2(d) OFAC, definition . . . . . . . . . . . . . . . . . . . . . . .772 OFAC, EAR, not subject to. . . . . . . . . . . . .734.3(b)(1)(ii) OFAC, Iran . . . . . . . . . . . . . . . . . . . . . . . . .746.7 OFAC, Iraq . . . . . . . . . . . . . . . . . . . . . . . 746.3(a) OFAC, Iraq, activities of U.S. persons . . . . . . . . . 746.3(c) OFAC, Iraq, United Nations official use. . . . . . . .746.3(a)(2) OFAC, Libya. . . . . . . . . . . . . . . . . . . . . 746.4(a),(c) OFAC, Libya, activities of U.S. persons. . . . . . . . . 746.4(f) OFAC, Libya, BAG . . . . . . . . . . . . . . . . . 746.4(b)(1)(i) OFAC, Libya, GFT . . . . . . . . . . . . . . . . 746.4(b)(1)(iii) OFAC, Libya, GOV . . . . . . . . . . . . . . . . .746.4(b)(1)(ii) OFAC, North Korea, activities of U.S. persons. . . . . . 746.5(d) OFAC, TMP return of shipments refused entry. . . .740.9(b)(4)(ii) Office of Antiboycott Compliance . . . . . . . . . . . .(see OAC) Office of Chemical/Biological Controls . . . . . . . .730.9(a)(2) Office of Chief Counsel for Export Administration . .(see OCCEA) Office of Defense Trade Controls . . . . . . . . 730 Supplement 3 Office of Defense Trade Controls . . . . . . . . . 734.3(b)(1)(i) Office of Defense Trade Controls . . . . . . . . . . . . 734.6(a) Office of Enforcement Support. . . . . . . . . . . . .730.9(b)(2) Office of Export Enforcement . . . . . . . . . . . . . (see OEE) Office of Exporter Services, assistance. . . . . . . . . 730.8(c) Office of Exporter Services. . . . . . . . . . . . . .730.9(a)(4) Office of Foreign Assets Control . . . . . . . . . . . (see OFAC) Office of Management and Budget. . . . . . . . . . . . .(see OMB) Office of Nuclear and Missile Technology Controls . .730.9(a)(1) Office of Strategic Industries and Economic Security .730.9(a)(5) Office of Strategic Trade and Foreign Policy Controls.730.9(a)(3) oil and gas equipment, Libya . . . . . . . . . . 746.4(c)(2)(vii) oil and gas equipment & technology, Libya. . . . .746.4(c)(2)(ii) Oman . . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Oman . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 OMB (Office of Management and Budget) OMB control numbers. . . . . . . . . . . . . . . 730 Supplement 1 OMB control numbers, recordkeeping . . . . . . . . . .730 Supp.1 one-for-one replacement of parts, RPL . . . . . . . 740.10(a)(2) open conference. . . . . . . . . . . . . . . . . . . .734.7(a)(4) operating technology and software . . . . . . . . . . .(see TSU) Operating Committee, inter-agency review . . . . . . .750.4(f)(1) Operating Committee (OC), definition . . . . . . . . . . . . .772 operation software . . . . . . . . . . . . . . . . . 740.13(a)(2) operation technology, definition, TSU. . . . . . . . 740.13(a)(1) oral exchanges of information. . . . . . . . . . .734.2(b)(3)(ii) order, definition, License Exception LVS . . . . . 740.3(a)(3)(i) order party, definition. . . . . . . . . . . . . . . . . . . 772 orders, terms, and conditions, steps . . . . . . . . . . 732.3(l) orders, terms, and conditions, prohibition . . . . . .736.2(b)(9) orders, split, License Exception LVS . . . . . .740.3(a)(4)(i)(B) orders, eligible, License Exception LVS. . . . . . 740.3(a)(4)(i) organization of EAR . . . . . . . . . . . . . . . . . . 730.8(a) Organization of American States, GOV . . . . . . .740.11(b)(3)(i) Other party authoized to receive license, definition748.5(b), 772 Outer Continental Shelf Lands Act. . . . . . . . 754.2(c)(1)(iii) Outer Continental Shelf Lands Act. . . . . . . . 754 Supplement 3 P paging, control, interpretation 4. . . . . . . . . . . . 770.2(d) Pakistan . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Pakistan . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Pakistan, IC or EUC for NS . . . . . . . . . . . . . .748.9(b)(2) Pakistan, IC/DV authorities. . . . . . . . . . . 748 Supplement 4 Pakistan, MT project . . . . .740 Supp 1 Country Group D (bottom) Palau, . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Palau. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Panama . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Panama . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Panama, support document exemption . . . . . . . . . .748.9(a)(1) Paperwork Reduction Act. . . . . . . . . . . . . 730 Supplement 1 Papua New Guinea . . . . . . . . . . . . . . . . . . .738 Supp. 1 Papua New Guinea,. . . . . . . . . . . . . . . . 740 Supplement 1 Paraguay . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Paraguay . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Paraguay, support document exemption . . . . . . . . .748.9(a)(1) parcel markings. . . . . . . . . . . . . . . . . . . 740.12(a)(3) parts of items, interpretation 2 . . . . . . . . . . . . 770.2(b) party definition, AEP. . . . . . . . . . . . . . . . . . . .766.2 parties to the transaction, definitions. . . . . . . . . . .748.5 parties to the transaction, responsibilities . . . . . . . .758.3 passport requirement, RTP exception. . . . . . . . . . . 760.3(f) patent applications. . . . . . . . . . . . . . . . . . . . 734.10 patent rights. . . . . . . . . . . . . . . . . . . . 734.8(b)(3) patent rights. . . . . . . . . . . . . . . . . . . . .734.8(e)(3) patent, foreign filing vs. TSR . . . . . . . . . . . .740.6(a)(4) Patent and Trademark Office. . . . . . . . . . . 730 Supplement 3 Patent and Trademark Office. . . . . . . . . . . . 734.3(b)(1)(v) patents. . . . . . . . . . . . . . . . . . . . . . . .734.7(a)(3) permanent export, TMP. . . . . . . . . . . . . . . 740.9(a)(4)(i) person, definition . . . . . . . . . . . . . . . . . . . . . .772 person, definition, RTP. . . . . . . . . . . . . . . . . 760.1(a) personal effects, definition, BAG. . . . . . . . . . 740.14(b)(1) persons subject to recordkeeping . . . . . . . . . . . . 762.1(b) Peru . . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Peru . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Peru, support document exemption . . . . . . . . . . .748.9(a)(1) petrochemical items, Ras Lanuf, Libya. . . . . . 746.4(c)(2)(iii) petrochemical items, Ras Lanuf, Libya. . . . . . .746.4(c)(5)(ii) petroleum products, principal reference. . . . . . . . . . .754.3 petroleum products, schedule B numbers . . . . . 754 Supplement 1 pharmaceuticals, application instructions. . . . . 748 Supp. 2(a) Philippines . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Philippines. . . . . . . . . . . . . . . . . . . 740 Supplement 1 plane stores, application instructions . . . . . . 748 Supp. 2(j) plane stores, AVS. . . . . . . . . . . . . . . . . . 740.15(b)(3) planes, Canadian-registered, AVS . . . . . . . . . . 740.15(c)(1) planes, U.S.-registered, AVS . . . . . . . . . . . . 740.15(c)(1) plant, direct product of, subject to the EAR . . . . .734.3(a)(5) plant, CB activity . . . . . . . . . . . . . . . . . .744.6(a)(3) Poland, Australia Group member . . . . . . . . . . . . . . . .772 Poland . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Poland . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Poland, IC, exception to SUCP requirement. . . . . . 748.11(a)(1) Poland, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2) Poland, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4 Poland, support document from government . . . . . . .748.9(a)(2) port of export, definition . . . . . . . . . . . . . . . . . .772 port of unlading, optional, bill of lading . . . . . . . 758.5(c) port of unlading, optional, SED. . . . . . . . . . . . . 758.5(c) Portugal, Australia Group member . . . . . . . . . . . . . . .772 Portugal, . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Portugal,. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Portugal, IC or EUC for NS . . . . . . . . . . . . . .748.9(b)(2) Portugal, IC/DV authority. . . . . . . . . . . . 748 Supplement 4 Portugal, NATO member . . . . . . . . . . . . . . . . . . . .772 Portugal, no NP end-use controls . . . . . . . . 744 Supplement 2 possessions, foreign countries . . . . . . . . . . . .734.2(b)(7) possessions, United States . . . . . . . . . . . . . .734.2(b)(8) postmasters, export clearance. . . . . . . . . . . . . . 758.7(a) practice before BXA. . . . . . . . . . . . . .736 Supp. 2 Order 2 PRC, AVS . . . . . . . . . . . . . . . . . . . . . . 740.15(c)(1) PRC, AVS . . . . . . . . . . . . . . . . . . . . 740.15(c)(2)(ii) PRC, Canadian airline. . . . . . . . . . . . . . . . .744.7(b)(2) PRC, Canadian carriers . . . . . . . . . . . . . . . .744.7(b)(1) PRC . . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 PRC, controlled country, FA. . . . . . . . . . . . . . . 768.1(d) PRC, controlled country. . . . . . . . . . . . . . . . . . . .772 PRC, EUC, authority. . . . . . . . . . . . . . . 748 Supplement 4 PRC, EUC, exception to SUCP requirement. . . . . . . 748.11(a)(1) PRC, EUC, information to include . . . . . . . . . . 748.10(c)(3) PRC, EUC, NS . . . . . . . . . . . . . . . . . . . . .748.9(b)(2) PRC, EUC, submission . . . . . . . . . . . . . . . . . .748.10(g) PRC, IC, NS. . . . . . . . . . . . . . . . . . . . . .748.9(b)(2) PRC, MT project. . . . . . . .740 Supp 1 Country Group D (bottom) PRC, NP licensing policy . . . . . . . . . . . . . . .742.3(b)(3) PRC, NS, EUC or IC . . . . . . . . . . . . . . . . . .748.9(b)(2) PRC, NS, licensing policy. . . . . . . . . . . . . . .742.4(b)(7) PRC, SUCP, instead of PRC EUC. . . . . . . . . . . 748.9(b)(2)(i) PRC, support document from government. . . . . . . . .748.9(a)(2) PRC, U.S. airline. . . . . . . . . . . . . . . . . . .744.7(b)(2) PRC, U.S. carriers . . . . . . . . . . . . . . . . . .744.7(b)(1) pre-license checks processing delay. . . . . . . . . .750.4(b)(2) precursor chemicals, interpretation 11 . . . . . . . . . 770.2(k) prehearing conference. . . . . . . . . . . . . . . . . . . 766.12 prepublication review, corporate research. . .734.8(d)(2) and (3) prepublication review, fundamental research. .734.8(b)(2) and (3) previously exported, disclosure. . . . . . . . . . . .748.4(d)(2) previously exported items, recordkeeping . . . . . . . 730 Supp.1 price of beta test software, TMP beta test software740.9(c)(4) (ii) principal parties in interest. . . . . . 748.4, 748.5, 758.3, 772 privileges, export, denial of. . . . . . . . . . . . .764.3(a)(2) probation orders, no administrative appeal . . . . . .756.1(a)(2) processing applications. . . . . . . . . . . . . . . . . . . .750 producer definition, western red cedar . . . . . . . .754.4(e)(4) production equipment, CCL group B. . . . . . . . 738.2(b) group B production facility, NRC definition. . . . . . . . . . . . . .772 prohibitions (also see General Prohibitions) prohibitions, RTP. . . . . . . . . . . . . . . . . . . . . .760.2 project, MT end-use. . . . . . . . . . . . . . . . . .744.3(a)(1) proliferation activities . . . . . . . . . . . . (see activities) proliferation end-use/user, CTP. . . . . . . . . . . .740.7(d)(3) proprietary concern. . . . . . . . . . . . . . . . . . . 734.8(d) propulsion systems, CCL category 9 . . . . . . . 738.2 category 9 protected individuals, export of technology. . . .734.2(b)(2)(ii) protective administrative measures . . . . . . . . . . . . .764.6 protective measures, AEP . . . . . . . . . . . . . . . . . 766.11 PTO. . . . . . . . . . . . . . (see Patent and Trademark Office) publication (also see prepublication review) publication. . . . . . . . . . . . . . . . . . . 734.7(a)(4)(iii) publication. . . . . . . . . . . . . . . . 734 Supplement Sec.1 A publications, not subject to the EAR . . . . . . . . .734.3(b)(2) publicly available, steps. . . . . . . . . . . . . . . . 732.2(b) publicly available, steps . . . . . . . . . . . . . .732.3(i)(1) publicly available, TSU general software note. . 740.13(d)(2)(ii) publicly availably, not subject to the EAR . . . . . .734.3(b)(3) publicly available information, definition . . . . . . . . . .772 publicly available technology and software, definition . . . .772 published information and software . . . . . . . . . . . . .734.7 published software or information. . . . . . . . . . . . 734.7(b) Puerto Rico, Commonwealth of . . . . . . . . . . . . .734.2(b)(8) purchaser, definition. . . . . . . . . . . . . . . . . . 748.5(c) purchaser, definition. . . . . . . . . . . . . . . . . . . . .772 purposes of controls . . . . . . . . . . . . . . . . . . . .730.6 Q Qatar . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Qatar. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 quantity limit tolerance, licensed shipments . . . . . . 750.11 quantity limits in licenses. . . . . . . . . . . . . . . 750.7(f) R race, furnishing info, RTP prohibition . . . . . . . . . 760.2(c) readable or readability, definition. . . . . . . . . . . . . .772 reason for control, steps. . . . . . . . . . . . . . . . 732.3(d) reason for control, General Prohibition One. . . .736.2(b)(1)(ii) reason for control, General Prohibition Two. . .736.2(b)(2)(i)(B) reasons for control, definition. . . . . . . . . . . . . . . .772 reason to know . . . . . . . . . . . . . . . . . .(see knowledge) reasonable evidence, definition, FA. . . . . . . . . . .768.1(d) recommended decision, definition, AEP. . . . . . . . . . . .766.2 recordkeeping, principal reference . . . . . . . . . . . . . .762 recordkeeping, advisory opinion. . . . . . . . . . . .730 Supp.1 recordkeeping, AEP . . . . . . . . . . . . . . . . . . . . 766.20 recordkeeping, agricultural commodities. . . . . . . . 730 Supp.1 recordkeeping, applications . . . . . . . . . . . . . 730 Supp.1 recordkeeping, APR . . . . . . . . . . . . . . . . . . .740.16(c) recordkeeping, TMP beta test software. . . . . . . . . 730 Supp.1 recordkeeping, CCL . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, CCL . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, CCL . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, classification. . . . . . . . . . . . . 730 Supp.1 recordkeeping, computer safeguards . . . . . . . . . . 730 Supp.1 recordkeeping, crude oil . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, CTP . . . . . . . . . . . . . . . . . . . 740.7(f) recordkeeping, DCS agent to exporter . . . . . . . . . 730 Supp.1 recordkeeping, DCS SCL . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, de minimis. . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, duplicate license . . . . . . . . . . . 730 Supp.1 recordkeeping, DV. . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, embargoes . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, EUC . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, EUC . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, export clearance. . . . . . . . . . . . 730 Supp.1 recordkeeping, export clearance. . . . . . . . . . . . 730 Supp.1 recordkeeping, export clearance. . . . . . . . . . . . 730 Supp.1 recordkeeping, failure . . . . . . . . . . . . . . . . . 764.2(i) recordkeeping, foreign availability . . . . . . . . . 730 Supp.1 recordkeeping, Form BXA-752. . . . . . . . . . . . . . 730 Supp.1 recordkeeping, GFT import requirements . . . . . . . . 730 Supp.1 recordkeeping, IC . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, IC. . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, IC/DV . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, issued licenses . . . . . . . . . . . . . 750.7(i) recordkeeping, License Exceptions. . . . . . . . . . . . 740.1(f) recordkeeping, GFT humanitarian donations . . . . . .730 Supp.1 recordkeeping, GFT humanitarian donations. . . . . . 740.12(b)(7) recordkeeping, OMB control numbers . . . . . . . 730 Supplement 1 recordkeeping, OMB control numbers . . . . . . . . . . 730 Supp.1 recordkeeping, previously exported items . . . . . . . 730 Supp.1 recordkeeping, records to be retained . . . . . . . 762.2(b)(33) recordkeeping, restrictive trade practices . . . . . . 730 Supp.1 recordkeeping, restrictive trade practices . . . . . . 730 Supp.1 recordkeeping, SCL . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SCL . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SCL . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SCL . . . . . . . . . . . . . . . . 752.12, 752.13 recordkeeping, scrap . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SED License Exceptions. . . . . . . . . 730 Supp.1 recordkeeping, SED License Exceptions. . . . . . . . . 730 Supp.1 recordkeeping, SED SCL . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SED SCL . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SED transit through U.S.. . . . . . . . 730 Supp.1 recordkeeping, SPR . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SPR . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SS SAMPLE . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, SS SAMPLE . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, steps . . . . . . . . . . . . . . . . . . 732.5(c) recordkeeping, steps . . . . . . . . . . . . . . . . . . 732.6(e) recordkeeping, SUCP . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, support document exception . . . . . . 730 Supp.1 recordkeeping, support documents, retained . . . . . . . 748.9(j) recordkeeping, support documents . . . . . . . . . . . 730 Supp.1 recordkeeping, technology explanation letter . . . . . 730 Supp.1 recordkeeping, TAPS. . . . . . . . . . . . . . . . . .754.2(j)(3) recordkeeping, TMP . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, temporary export license. . . . . . . . 730 Supp.1 recordkeeping, transfer license. . . . . . . . . . . . 730 Supp.1 recordkeeping, transit through U.S.. . . . . . . . . . 730 Supp.1 recordkeeping, transit through U.S.. . . . . . . . . . 730 Supp.1 recordkeeping, triangular symbol . . . . . . . . . . . 730 Supp.1 recordkeeping, TSR . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, unloading unscheduled . . . . . . . . . 730 Supp.1 recordkeeping, voluntary self-disclosure . . . . . . . 730 Supp.1 recordkeeping, western red cedar . . . . . . . . . . . 730 Supp.1 recordkeeping, WRC . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, WRC . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, WRC . . . . . . . . . . . . . . . . . . 730 Supp.1 recordkeeping, XP. . . . . . . . . . . . . . . . . . 742.12(a)(3) recyclable metallic materials petitions. . . . . . . . . . .754.7 red flags. . . . . . . . . . . . . . . . . . . . 732 Supplement 3 reexport, definition . . . . . . . . . . . . . . . . . . 730.5(a) reexport, definition . . . . . . . . . . . . . . . . .734.2(b)(4) reexport, definition . . . . . . . . . . . . . . . . . . . . .772 reexport of technology or software, definition . . . .734.2(b)(5) reexport, definition, steps. . . . . . . . . . . . . . . 732.2(c) reexport, requirements, steps. . . . . . . . . . . . .732.3(n)(2) reexport, application instructions . . . . . . . . 748 Supp. 2(l) reexport, Iran . . . . . . . . . . . . . . . . . .746.7(a)(2)(ii) reexport, items subject to EAR, denial . . . . . . . .764.3(a)(2) reexport, known, recordkeeping . . . . . . . . . . . .762.6(a)(2) reexport, Libya. . . . . . . . . . . . . . . . . . . .746.4(b)(2) reexport, non-U.S.-origin items, Rwanda. . . . . . . . . 746.8(b) reexport, Rwanda, non-U.S.-origin items. . . . . . . . . 746.8(b) reexport, Sudan. . . . . . . . . . . . . . . . . . . 742.10(a)(2) reexport, support document requirements. . . . . . . . .748.12(b) reexport, validity period. . . . . . . . . . . . 736 Supplement 1 refusals to do business, RTP prohibition . . . . . . . . 760.2(a) regional stability . . . . . . . . . . . . . . . . . . . (see RS) Regional Office (see Western Regional Office) regulation, appeal . . . . . . . . . . . . . . . . . .756.1(a)(1) regulation amendment, appeal . . . . . . . . . . . . .756.1(a)(1) regulation issuance, appeal. . . . . . . . . . . . . .756.1(a)(1) regulation revocation, appeal. . . . . . . . . . . . .756.1(a)(1) related person, denial order applicability . . . . . . .766.25(h) related persons, AEP . . . . . . . . . . . . . . . . . . . 766.23 release of technology at conferences . . .734 Supplement 1 Sec. B release of technology at open conference . . . . . . .734.7(a)(4) release of technology or software. . . . . . . . . . .734.2(b)(3) release of technology or software. . . . . . . . . . .734.2(b)(5) reliable evidence, definition, FA. . . . . . . . . . . . 768.1(d) relief agency, support document exemption. . . . . . .748.9(a)(3) religion, furnishing info, RTP prohibition . . . . . . . 760.2(c) religious organization, GFT. . . . . . . . . . . . . 740.12(a)(1) reopening AEP. . . . . . . . . . . . . . . . . . . . . . . 766.19 replacement of parts and equipment . . . . . . . . . . .(see RPL) replacement license, definition. . . . . . . . . . . . . . . .772 replacement part kits, TMP . . . . . . . . . . . .740.9(a)(2)(ii) replacement parts, definition, RPL . . . . . . . .740.10(a)(2)(i) report, XP, notice . . . . . . . . . . . . . . . . . 742.12(a)(4) reporting, requirements, RTP . . . . . . . . . . . . . . . .760.5 reporting, Wassenaar Arrangement requirements. . . . . . . .743.1 reporting, violations. . . . . . . . . . . . . . . . . . . .764.4 research (see fundamental research, university-based research, corporate research, Government-sponsored research) research at Federal agencies . . . . . . . . . . . . . . 734.8(c) reshipment, undelivered items. . . . . . . . . . . . . . 758.4(c) residency, foreign country, RTP. . . . . . . . . . . .760.3(g)(2) respondent, definition, AEP. . . . . . . . . . . . . . . . .766.2 restricted nationals, XP, computer tier 4. . . 742 Supp. 3(a)(12) restrictive trade practices . . . . . . . . . . . . . .(see RTP) resubmission of license application. . . . . . . . . . . 748.4(g) return of application, license not needed. . . . . . 750.4(c)(3) return of cargo. . . . . . . . . . . . . . . . . . . . . . .758.8 return of License Exception shipment . . . . . . . . . . 740.2(b) return of shipments refused entry, TMP . . . . . . . .740.9(b)(4) return of software, TMP beta test software . . . . . .740.9(c)(7) return of support document to importer . . . . . . . . . 748.9(i) return of unwanted items, TMP. . . . . . . . . . . . .740.9(b)(3) return to United States, APR . . . . . . . . . . . . . .740.16(e) return without action, definition. . . . . . . . . . . . . . .772 return without action, SCL . . . . . . . . . . . . . . . 752.9(c) revision, License Exceptions . . . . . . . . . . . . . . 740.2(b) revocation, license. . . . . . . . . . . . . . . . . . . . .750.8 revocation, license, recordkeeping . . . . . . . . . 762.2(b)(16) revocation, License Exceptions . . . . . . . . . . . .740.2(a)(1) revocation, License Exceptions . . . . . . . . . . . . . 740.2(b) revocation, outstanding licenses . . . . . . . . . . .764.3(a)(2) revocation, SCL. . . . . . . . . . . . . . . . . 752.16(a)(1)(ii) robots, application instructions . . . . . . . . . 748 Supp. 2(m) Romania, Australia Group member. . . . . . . . . . . . . . . 772 Romania, AVS . . . . . . . . . . . . . . . . . . . . 740.15(c)(1) Romania, AVS . . . . . . . . . . . . . . . . . . 740.15(c)(2)(ii) Romania, Canadian airline. . . . . . . . . . . . . . .744.7(b)(2) Romania, Canadian carriers . . . . . . . . . . . . . .744.7(b)(1) Romania . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Romania, controlled country, FA. . . . . . . . . . . . . 768.1(d) Romania, controlled country. . . . . . . . . . . . . . . . . .772 Romania. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Romania, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2) Romania, IC, exception to SUCP requirement . . . . . 748.11(a)(1) Romania, IC/DV authority . . . . . . . . . . . . 748 Supplement 4 Romania, support document from government. . . . . . .748.9(a)(2) Romania, U.S. airline. . . . . . . . . . . . . . . . .744.7(b)(2) Romania, U.S. carriers . . . . . . . . . . . . . . . .744.7(b)(1) Routed export transaction, applying for a license. . .748.4(a)(2) Routed export transaction, definition. . . . . . . . . . . . .772 Routed export transaction, information sharing . . . . . 758.3(c) Routed export transaction, power of attorney758.3(d), 748.4(b)(2) Routed export transaction, responsibilities of parties . 758.3(b) RPL (replacement License Exceptions) . . . . . . . . . . . 740.10 RPL, principal reference . . . . . . . . . . . . . . . . . 740.10 RPL, CCL, steps. . . . . . . . . . . . . . . . . 732.4(b)(3)(iii) RS (regional stability) RS, application instructions . . . . . . . . . . . 748 Supp. 2(k) RS, CCL-based controls . . . . . . . . . . . . . . . . . . .742.6 RS, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) RTP (restrictive trade practices) RTP, principal reference . . . . . . . . . . . . . . . . . . .760 RTP, obligations, steps. . . . . . . . . . . . . . . . . 732.6(g) RTP, recordkeeping . . . . . . . . . . . . . . . . . . 730 Supp.1 RTP, recordkeeping . . . . . . . . . . . . . . . . . . 730 Supp.1 RTP, recordkeeping . . . . . . . . . . . . . . . . . 762.2(b)(32) Russia . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Russia, controlled country, FA . . . . . . . . . . . . . 768.1(d) Russia, controlled country . . . . . . . . . . . . . . . . . .772 Russia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Russia, General Prohibition Eight. . . . . . . . . . .736.2(b)(8) Russia, NS licensing policy. . . . . . . . . . . . . .742.4(b)(5) RWA (return without action) RWA, definition. . . . . . . . . . . . . . . . . . . . . . . .772 Rwanda, principal reference. . . . . . . . . . . . . . . . .746.8 Rwanda, steps. . . . . . . . . . . . . . . . . . . . .732.3(d)(4) Rwanda, steps. . . . . . . . . . . . . . . . . . . . . . 732.3(i) Rwanda . . . . . . . . . . . . . . . . . . . . . . . . 738 Supp.1 Rwanda . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 S safeguards, XP . . . . . . . . . . . . . . . .742 Supplement 3(a) safeguards, IAEA, NP end-use . . . . . . . . . . . . .744.2(a)(2) safeguards, NP end-use . . . . . . . . . . . . . .744.2(d)(8)(ii) sales technology . . . . . . . . . . . . . . . . . . . .(see TSU) San Marino . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 San Marino . . . . . . . . . . . . . . . . . . . 740 Supplement 1 San Marino, no NP end-use controls . . . . . . . 744 Supplement 2 sanctions. . . . . . . . . . . . . . . . . . . . . . . . . .764.3 sanctions, no administrative appeal. . . . . . . . . .756.1(a)(2) Santa Clara Branch Office, assistance. . . . . . . . . . 730.8(c) Sao Tome&Principe. . . . . . . . . . . . . . . . . . . 738 Supp.1 Sao Tome & Principe. . . . . . . . . . . . . . . 740 Supplement 1 Saudi Arabia . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Saudi Arabia . . . . . . . . . . . . . . . . . . 740 Supplement 1 schedule B numbers, definition . . . . . . . . . . . . . . . .772 schedule B numbers, petroleum products . . . . . 754 Supplement 1 schedule B numbers, SED. . . . . . . . . . . . . . . . . 758.1(a) schedule B numbers, western red cedar . . . . . 754 Supplement 2 Schedules of Chemical. . . . . . . . Supplement No. 1 to part 745 scientific exchanges . . . . . . . . . . . . . 734 Supplement 1 D SCL (Special Comprehensive License) SCL, principal reference . . . . . . . . . . . . . . . . . . .752 SCL, parties' obligations, steps . . . . . . . . . . . . 732.6(d) SCL, activities authorized . . . . . . . . . . . . . . . 752.2(a) SCL, activities prohibited . . . . . . . . . . . . . . . 752.2(b) SCL, consignee definition. . . . . . . . . . . . .752.1(a)(2)(ii) SCL, countries eligible. . . . . . . . . . . . . . . . . . .752.4 SCL, holder definition . . . . . . . . . . . . . . 752.1(a)(2)(i) SCL, multiple exports. . . . . . . . . . . . . . . . .752.1(a)(1) SCL, record inspection . . . . . . . . . . . . . . . 762.2(b)(23) SCL, recordkeeping . . . . . . . . . . . . . . . . . . 730 Supp.1 SCL, recordkeeping . . . . . . . . . . . . . . . . . . 730 Supp.1 SCL, recordkeeping . . . . . . . . . . . . . . . . . . 730 Supp.1 SCL, recordkeeping . . . . . . . . . . . . . . . . . 762.2(b)(23) SCL, recordkeeping, action on applications . . . . . 762.2(b)(20) SCL, recordkeeping, changes. . . . . . . . . . . . . 762.2(b)(21) SCL, recordkeeping, export clearance . . . . . . . . 762.2(b)(26) SCL, recordkeeping, ICP. . . . . . . . . . . . . . . 762.2(b)(22) SCL, recordkeeping, system review. . . . . . . . . . 762.2(b)(25) SCL, support document exemption. . . . . . . . . . . .748.9(a)(6) SCL, system reviews. . . . . . . . . . . . . . . . . . . . 752.14 scrap, recordkeeping . . . . . . . . . . . . . . . . . 730 Supp.1 scrap arms, interpretation 7 . . . . . . . . . . . . . . 770.2(g) scrap metal. . . . . . . . . . . . . . . . . . . . . . . . .754.7 scrap parts, interpretation 6. . . . . . . . . . . . . . 770.2(f) SDN, specially designated national list. . . . . . . . 764 Supp 3 SDT, specially designated terrorists . . . . . 744.13, 764 Supp 3 Secretary, definition, FA. . . . . . . . . . . . . . . . 768.1(d) security staff, XP . . . . . . . . . . . . 742 Supp.3(a)(30)(ii) SED, principal reference . . . . . . . . . . . . . . . . . .758.1 SED, steps . . . . . . . . . . . . . . . . . . . . . . . 732.5(a) SED, AVS . . . . . . . . . . . . . . . . . . . . 740.15(c)(1)(iv) SED, AVS . . . . . . . . . . . . . . . . . . . . 740.15(c)(2)(iv) SED, Canadian airline. . . . . . . . . . . . . . .744.7(b)(2)(iv) SED, Canadian carriers . . . . . . . . . . . . . .744.7(b)(1)(iv) SED, exemptions. . . . . . . . . . . . . . . . . . . . . 758.1(c) SED, export control document . . . . . . . . . . . . . . 758.1(f) SED, License Exceptions. . . . . . . . . . . . . . . . . 740.1(d) SED, License Exceptions, group symbol. . . . . . . . .740.1(d)(1) SED, License Exceptions, recordkeeping . . . . . . . . 730 Supp.1 SED, License Exceptions, recordkeeping . . . . . . . . 730 Supp.1 SED, license number. . . . . . . . . . . . . . . . . . . 750.7(b) SED, Automated Export System (AES) . . . . . . . . . . . .758.2 SED, NLR . . . . . . . . . . . . . . . . . . . . . . .740.1(d)(2) SED, NLR notation on export documents . . . . . . . . . 758.1(d) SED, NLR requirement . . . . . . . . . . . . . . . . .758.1(a)(3) SED, NLR symbol . . . . . . . . . . . . . . . . . . .758.1(g)(3) SED, recordkeeping . . . . . . . . . . . . . . . . . 762.2(b)(30) SED, SCL . . . . . . . . . . . . . . . . . . . . . . . .752.15(a) SED, SCL holder . . . . . . . . . . . . . . . . . . .752.7(b)(1) SED, SCL, recordkeeping. . . . . . . . . . . . . . . . 730 Supp.1 SED, SCL, recordkeeping. . . . . . . . . . . . . . . . 730 Supp.1 SED, SPR . . . . . . . . . . . . . . . . . . . . . . .754.2(h)(2) SED, SS-SAMPLE . . . . . . . . . . . . . . . . . . . .754.2(i)(3) SED, signing . . . . . . . . . . . . . . . . . . . . . . 758.1(e) SED, transit through U.S., recordkeeping . . . . . . . 730 Supp.1 SED, U.S. airline. . . . . . . . . . . . . . . . .744.7(b)(2)(iv) SED, U.S. carriers . . . . . . . . . . . . . . . .744.7(b)(1)(iv) seizure, disclosure in application . . . . . . . . . .748.4(d)(1) seizure of items . . . . . . . . . . . . . . . . . . .758.7(b)(6) seizure of items . . . . . . . . . . . . . . . . . 764.3(c)(2)(i) self-disclosure, voluntary . . . . . . . . . . . . . . . . .764.5 Senegal . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Senegal. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 sensors, CCL category 6. . . . . . . . . . . . . 738.2 category 6 Serbia . . . . . . . . . . . . . .746.9, 738 Supp. 1, 740 Supp. 1 Serbia & Montenegro, steps . . . . . . . . . . . . . .732.3(d)(4) Serbia & Montenegro, steps . . . . . . . . . . . . . . . 732.3(i) Serbia & Montenegro, arms embargo. . . . . . .746 Supplement 2(a) Serbia&Montenegro. . . . . . . . . . . . . . . . . . . 738 Supp.1 Serbia & Montenegro, . . . . . . . . . . . . . . 740 Supplement 1 Serbia & Montenegro, OFAC controls . . . . . .746 Supplement 3(a) service, General Prohibition Seven . . . . . . . . . .736.2(b)(7) service, MT or CB activity . . . . . . . . . . . . . .744.6(a)(2) services prohibited, steps . . . . . . . . . . . . . . . 732.3(m) servicing and replacement . . . . . . . . . . . . . . .(see RPL) servicing, definition, RPL servicing and replacement740.10(b)(2) (i) settlement, AEP. . . . . . . . . . . . . . . . . . . . . . 766.18 sex, furnishing info, RTP prohibition. . . . . . . . . . 760.2(c) Seychelles . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Seychelles . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Shield, definition . . . . . . . . . . . . . . . . . . . . . .772 Shield, review CB. . . . . . . . . . . . . . . . 750.4(d)(2)(iii) ship stores, AVS . . . . . . . . . . . . . . . . . . 740.15(b)(3) ship stores, application instructions. . . . . . . 748 Supp. 2(j) shipment, boycotting country requirements . . . . . . . 760.3(e) shipment to boycotting country . . . . . . . . . . . . . 760.3(b) Shipper's Export Declaration . . . . . . . . . . . . . .(see SED) shipping, prohibited, steps. . . . . . . . . . . . . . . 732.3(m) shipping tolerances. . . . . . . . . . . . . . . . . . . . 750.11 short supply . . . . . . . . . . . . . . . . . . . . . . (see SS) shotguns and shotgun shells, BAG . . . . . . . . . . . .740.14(e) SI,(significant items) SI, CCL-based controls . . . . . . . . . . . . . . . . . . 742.14 SI, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) Sierra Leone . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Sierra Leone . . . . . . . . . . . . . . . . . . 740 Supplement 1 Significant Items (SI) . . . . . . . . . . . . . . . . . . 742.14 similar quality, definition, FA. . . . . . . . . . . . .768.1(d) Singapore. . . . . . . . . . . . . . . . . . . . . . . 738 Supp.1 Singapore, computers, GOV. . . . . . . . . . 740.11(b)(2)(iii)(B) Singapore, computers, GOV. . . . . . . . . . .740.11(b)(2)(iv)(B) Singapore. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Singapore, IC or EUC for NS. . . . . . . . . . . . . .748.9(b)(2) Singapore, IC/DV authority . . . . . . . . . . . 748 Supplement 4 single shipment, definition. . . . . . . . . . . . . . . . . .772 single shipment, LVS . . . . . . . . . . . . . . 740.3(a)(3)(iii) Slovak Republic. . . . . . . . . . . . . . . . . . (see Slovakia) Slovakia, Australia Group member . . . . . . . . . . . . . . .772 Slovakia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Slovakia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Slovakia, IC, authority. . . . . . . . . . . . . 748 Supplement 4 Slovakia, IC, exception to SUCP requirement. . . . . 748.11(a)(1) Slovakia, IC or EUC, NS. . . . . . . . . . . . . . . .748.9(b)(2) Slovakia, support document from government . . . . . .748.9(a)(2) Slovenia, arms embargo . . . . . . . . . . . .746 Supplement 2(a) Slovenia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Slovenia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 SNEC, definition . . . . . . . . . . . . . . . . . . . . . . .773 software . . . . . . . . . . . . . . . . . . . 734 Supplement 1 G software, CCL group D. . . . . . . . . . . . . . 738.2(b) group D software, SED . . . . . . . . . . . . . . . . . . . .758.1(a)(3) software, SED exemption. . . . . . . . . . . . . . . . . 758.1(b) software, license requirements . . . . . . . . . . . . . 770.3(b) software, price, TMP beta test software. . . . . .740.9(c)(4)(ii) software updates, TSU. . . . . . . . . . . . . . . . . .740.13(c) Solomon Islands . . . . . . . . . . . . . . . . . . .738 Supp. 1 Solomon Islands. . . . . . . . . . . . . . . . . 740 Supplement 1 Somalia, arms embargo. . . . . . . . . . . . .746 Supplement 2(c) Somalia. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Somalia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 South Africa . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 South Africa . . . . . . . . . . . . . . . . . . 740 Supplement 1 South Africa . . . . . . . . . . . . . . . . . . 740 Supplement 1 South Africa, MT project740 Supplement 1 Country Group D (bottom) South Korea . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 South Korea, computers, GOV. . . . . . . . . 740.11(b)(2)(iii)(B) South Korea, computers, GOV. . . . . . . . . .740.11(b)(2)(iv)(B) South Korea, cooperating country . . . . . . . . . . . . . . .772 South Korea. . . . . . . . . . . . . . . . . . . 740 Supplement 1 South Korea, IC or EUC for NS. . . . . . . . . . . . .748.9(b)(2) South Korea, IC/DV authorities . . . . . . . . . 748 Supplement 4 space vehicles, CCL category 9 . . . . . . . . . 738.2 category 9 Spain, Australia Group member. . . . . . . . . . . . . . . . .772 Spain . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Spain. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Spain, IC or EUC for NS. . . . . . . . . . . . . . . .748.9(b)(2) Spain, IC/DV authority . . . . . . . . . . . . . 748 Supplement 4 Spain, NATO member . . . . . . . . . . . . . . . . . . . . . .772 Spain, no NP end-use controls. . . . . . . . . . 744 Supplement 2 spare parts for de minimis, APR. . . . . . . . . . . . .740.16(h) special nuclear materials production technology .734.3(b)(1)(iv) Special Comprehensive License. . . . . . . . . . . . . .(see SCL) specially designated national (SDN), definition . . . . . . .772 specially desgnated national list. . . . . . . . . . . 764 Supp 3 specially designated terrorist . . . . . . . . 764 Supp 3, 744.13 specially designated terrorist (SDT), definition . . . . . . .772 SPR (Strategic Petroleum Reserve) SPR licensing policy . . . . . . . . . . . . . . . . . . 754.2(f) SPR (Strategic Petroleum Reserve License Exception) SPR, principal reference . . . . . . . . . . . . . . . . 754.2(h) SPR, AVS . . . . . . . . . . . . . . . . . . . . . . 740.15(b)(3) SPR, AVS . . . . . . . . . . . . . . . . . . . .740.15(c)(3) Note SPR, recordkeeping . . . . . . . . . . . . . . . . . . 730 Supp.1 Sri Lanka. . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Sri Lanka. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 SS (short supply), SS, principal reference. . . . . . . . . . . . . . . . . . . .754 SS, steps. . . . . . . . . . . . . . . . . . . . . . .732.3(d)(3) SS, application instructions . . . . . . . . . . . 748 Supp. 2(n) SS, CCL 2nd digit 9. . . . . . . . . . . . . . . . . .738.2(d)(1) SS, Country Chart, omitted . . . . . . . . . . . . . .738.3(a)(1) SS, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) SS, License Exceptions . . . . . . . . . . . . . . . . . 740.1(a) SS, SCL, ineligible. . . . . . . . . . . . . . . . . .752.3(a)(4) SS, support document exemption . . . . . . . . . . . .748.9(a)(5) SS, U.S. content, omitted. . . . . . . . . . . . . . . . 734.4(e) SS-SAMPLE (crude oil sample shipment License Exception) SS-SAMPLE, principal reference . . . . . . . . . . . . . 754.2(i) SS SAMPLE, recordkeeping . . . . . . . . . . . . . . .730 Supp. 1 SS SAMPLE, recordkeeping . . . . . . . . . . . . . . .730 Supp. 1 St. Kitts & Nevis. . . . . . . . . . . . . . . . . . .738 Supp. 1 St. Kitts & Nevis. . . . . . . . . . . . . . . . . . .740 Supp. 1 St. Lucia. . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 St. Lucia. . . . . . . . . . . . . . . . . . . . . . .740 Supp. 1 St.Vincent&Gren . . . . . . . . . . . . . . . . . . .738 Supp. 1 St. Vincent. . . . . . . . . . . . . . . . . . . . . .740 Supp. 1 State Department . . . . . . . . . . . (see Department of State) Statement by Ultimate Consignee and Purchaser. . . . . (see SUCP) States Parties (to the CWC). . . . . . . . . .Supp. 2 to part 745 status, pending cases. . . . . . . . . . . . . . . . . . . .750.5 statutory authority, EAR . . . . . . . . . . . . . . . . . .730.2 statutory sanctions. . . . . . . . . . . . . . . . . .764.3(c)(1) steering committee, XP . . . . . . . . . . . 742 Supp.3(a)(30)(i) STELA, BXA response to status requests . . . . . . . . . . .750.5 stipulation modifying procedures, AEP. . . . . . . . . .766.16(a) Strategic Petroleum Reserve (SPR)(also see SPR License Exception) subassembly, definition, RPL one for one replacement of parts740.10(a)(2)(i) Subgroup on Nuclear Export Coordination . . . . .750.4(d)(2)(ii) Subgroup on Nuclear Export Coordination, definition. . . . . 772 subject to the EAR (also see items subject to the EAR) subject to the EAR, steps. . . . . . . . . . . . . . . . 732.1(c) subject to the EAR, direct product, steps. . . . . . .732.2(f)(3) subject to the EAR, steps. . . . . . . . . . . . . . .732.3(d)(5) subject to the EAR, steps. . . . . . . . . . . . . . .732.3(g)(1) subject to the EAR, steps. . . . . . . . . . . . . . .732.3(h)(1) subject to the EAR, steps. . . . . . . . . . . . . . . . 732.3(i) subject to the EAR, decision flowchart . . . . . . . . 732 Supp 2 subject to the EAR, definition . . . . . . . . . . . 734.2(a)(1) subject to the EAR, definition . . . . . . . . . . . . . . . .772 subject to the EAR, transit, steps . . . . . . . . . . . 732.3(k) subpoenas, AEP . . . . . . . . . . . . . . . . . . . . . . 766.10 subpoenas, recordkeeping . . . . . . . . . . . . . . 762.2(b)(36) SUCP (Statement by Ultimate Consignee and Purchaser) SUCP, principal reference. . . . . . . . . . . . . . . . . 748.11 SUCP, copy . . . . . . . . . . . . . . . . . . . . . . .748.9(c)2 SUCP, instructions . . . . . . . . . . . . . . . 748 Supplement 3 SUCP, recordkeeping. . . . . . . . . . . . . . . . . . 730 Supp.1 SUCP, recordkeeping. . . . . . . . . . . . . . . . . 762.2(b)(12) Sudan, AT. . . . . . . . . . . . . . . . . . . . . . . . 742.1(d) Sudan, AT license requirements . . . . . . . . . . . . .742.10(a) Sudan, AT licensing policy . . . . . . . . . . . . . . .742.10(b) Sudan. . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Sudan, SCL, ineligible . . . . . . . . . . . . . . . . . .752.4 Sudan, supporting terrorism. . . . . . . . . . . . . . . . . .772 Sudan, terrorist-supporting country. . . . . . . . 750.4(b)(6)(i) sufficient quantity definition, FA . . . . . . . . . . . 768.1(d) summary decision, AEP. . . . . . . . . . . . . . . . . . . .766.8 support, General Prohibition Seven . . . . . . . . . .736.2(b)(7) support, NP, MT, CB export, reexport, transfer . .744.6(a)(1)(ii) support, definition, NP, MT, CB activities . . . .744.6(a)(1)(ii) support document, exception. . . . . . . . . . . . .748.12(c),(d) support document, exception, recordkeeping . . . . . . 730 Supp.1 support document, grace period . . . . . . . . . . . . .748.12(a) support document, license application. . . . . . . . . . . .748.9 support document, original availability . . . . . . . .748.12(e) support document, recordkeeping. . . . . . . . . . . . 730 Supp.1 support document, recordkeeping. . . . . . . . . . . 762.2(b)(10) Surinam . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Surinam. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Surinam, support document exemption. . . . . . . . . .748.9(a)(1) suspension, license. . . . . . . . . . . . . . . . . . . . .750.8 suspension, license, recordkeeping . . . . . . . . . 762.2(b)(16) suspension, License Exceptions . . . . . . . . . . . .740.2(a)(1) suspension, License Exceptions . . . . . . . . . . . . . 740.2(b) suspension, SCL. . . . . . . . . . . . . . . . . .752.16(a)(1)(i) suspension, outstanding licenses . . . . . . . . . . .764.3(a)(2) Swaziland. . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Swaziland. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Sweden, Australia Group member . . . . . . . . . . . . . . . .772 Sweden . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Sweden, cooperating country. . . . . . . . . . . . . . . . . .772 Sweden . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Sweden, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2) Sweden, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4 Switzerland, Australia Group member. . . . . . . . . . . . . .772 Switzerland . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Switzerland, cooperating country . . . . . . . . . . . . . . .772 Switzerland. . . . . . . . . . . . . . . . . . . 740 Supplement 1 Switzerland, IC or EUC for NS. . . . . . . . . . . . .748.9(b)(2) Switzerland, IC/DV authority . . . . . . . . . . 748 Supplement 4 Syria, AT. . . . . . . . . . . . . . . . . . . . . . . . 742.1(d) Syria, AT license requirements . . . . . . . . . . . . . 742.9(a) Syria, AT licensing policy . . . . . . . . . . . . . . . 742.9(b) Syria. . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Syria. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Syria, CTP, restricted computer access . . . . . . . .740.7(e)(1) Syria, SCL, ineligible . . . . . . . . . . . . . . . . . . .752.4 Syria, supporting terrorism. . . . . . . . . . . . . . . . . .772 Syria, terrorist-supporting country. . . . . . . . 750.4(b)(6)(i) System for Tracking Export License Applications. . . (see STELA) T T.&E. (Transportation & Exportation) T.&E. customs entry, TMP . . . . . . . . . . . . . . .740.9(b)(1) TAC (Technical Advisory Committee) TAC, principal reference . . . . . . . . . . . . . . . . 730.9(c) TAC, definition, FA . . . . . . . . . . . . . . . . . . 768.1(d) TAC, procedures. . . . . . . . . . . . . . . . . 730 Supplement 2 TAC certification, definition, FA. . . . . . . . . . . . 768.1(d) Taiwan . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Taiwan, computers, GOV . . . . . . . . . . . 740.11(b)(2)(iii)(B) Taiwan, computers, GOV . . . . . . . . . . . .740.11(b)(2)(iv)(B) Taiwan . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Taiwan, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4 Taiwan, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2) Tajikistan . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Tajikistan, controlled country, FA . . . . . . . . . . . 768.1(d) Tajikistan, controlled country . . . . . . . . . . . . . . . .772 Tajikistan . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Tajikistan, General Prohibition Eight. . . . . . . . .736.2(b)(8) TAPS License Exception for TAPS crude oil, principle reference754.2(j) TAPS, and SED. . . . . . . . . . . . . . . . . . . . 754.2 (j)(2) TAPS, special record keeping requirements. . . . . . .754.2(j)(3) Tanzania . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Tanzania . . . . . . . . . . . . . . . . . . . . . . . 740 Supp 1 technical consultative committee, XP 742 Supp.3(a)(30)(iii) Technical Advisory Committee . . . . . . . . . . . . . .(see TAC) technology, application instructions . . . . . . . 748 Supp. 2(o) technology, CCL group E. . . . . . . . . . . . . 738.2(b) group E technology, explanation letter, recordkeeping. . . . . 730 Supp.1 technology, SED. . . . . . . . . . . . . . . . . . . . . 758.1(b) technology, license requirements . . . . . . . . . . . . 770.3(b) technology and software (also see publicly available) technology and software subject to the EAR . . . 734 Supplement 1 technology and software under restriction. . . . . . . .(see TSR) technology and software unrestricted . . . . . . . . . .(see TSU) telecommunications, application instructions . . . 748 Supp. 2(c) telecommunications, CCL category 5 . . . . . . . 738.2 category 5 telecommunications commodities, Cuba . . . . . . . . .746.2(b)(2) TMP (temporary export License Exception) TMP, principal reference . . . . . . . . . . . . . . . . 740.9(a) TMP, Cuba. . . . . . . . . . . . . . . . . . . . . 746.2(a)(1)(i) TMP, Libya . . . . . . . . . . . . . . . . . . 746.4(b)(2)(ii)(A) TMP, North Korea . . . . . . . . . . . . . . . . . 746.5(a)(1)(i) TMP, recordkeeping . . . . . . . . . . . . . . . . . .730 Supp.1 Temporarily in United States License Exception . . . . .(see TMP) Temporary export License Exception . . . . . . . . . . .(see TMP) Temporary imports, exports, and reexports . . . . . . .(see TMP) Temporary export, certification. . . . . . . . . . 748 Supp. 2(p) Temporary export, license, recordkeeping . . . . . . .730 Supp.1 Temporary export, license, validity. . . . . . . . . .750.7(h)(1) Temporary export, support document exemption . . . . .748.9(a)(4) Temporary denial orders. . . . . . . . . . . . . . . . . . 766.24 territories, foreign countries . . . . . . . . . . . .734.2(b)(7) territories, United States . . . . . . . . . . . . . .734.2(b)(8) test equipment, CCL group B. . . . . . . . . . . 738.2(b) group B Thailand . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Thailand . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 time extension, AEP. . . . . . . . . . . . . . . . . . .766.16(b) Tlatelolco Treaty, NP. . . . . . . . . . . . 742.3(b)(1)(viii)(A) Tlatelolco Treaty, NP end-use. . . . . . . . . . . 744.2(d)(8)(i) TMP (Temporary imports, export, and reexports License Exceptions) TMP, principal reference . . . . . . . . . . . . . . . . . .740.9 TMP, CCL, steps. . . . . . . . . . . . . . . . . 732.4(b)(3)(iii) TMP, SED . . . . . . . . . . . . . . . . . . . . . . .758.1(c)(6) TMP, SED, Export Control Information exemption . . . .758.1(g)(2) Togo . . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Togo . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Tokyo, IAEA field office, GOV. . . . . . . . . . .740.11(a)(1)(i) tolerance, license quantity limits . . . . . . . . . . . . 750.11 Tonga. . . . . . . . . . . . . . . . . . . . . . . . . 738 Supp.1 Tonga. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 tools of trade, definition, BAG. . . . . . . . . . . 740.14(b)(4) tools of trade, definition, TMP. . . . . . . . . . 740.9(a)(2)(i) Toronto, IAEA field office, GOV. . . . . . . . . .740.11(a)(1)(i) torture implements . . . . . . . . . . . . . . . . . . . . 742.11 toxins, CCL category 1 . . . . . . . . . . . . . 738.2 category 1 tractors, wheel, off-highway, Libya. . . . . . . . . .746.4(c)(6) trade fairs in U.S., TMP . . . . . . . . . . . . . . .740.9(b)(2) Trading With the Enemy Act . . . . . . . . . . . .734.3(b)(1)(ii) Trading With the Enemy Act, Cuba . . . . . . . . . . . . 746.2(a) Trading With the Enemy Act, North Korea. . . . . . . . . 746.5(a) training . . . . . . . . . . . . . . . . . . . . (see assistance) Trans-Alaska Pipeline Authorization Act. . . . . . 754.2(c)(1)(i) Trans-Alaska Pipeline Authorization Act. . . . . . . . . 754.2(d) Trans-Alaska Pipeline Authorization Act, License Exception TAPS754.2(j) transfer, definition . . . . . . . . . . . . . . . . . . . . .772 transfer, support, NP, MT, CB activities . . . . .744.6(a)(1)(ii) transfer, license, principal reference . . . . . . . . . . 750.10 transfer, license, recordkeeping . . . . . . . . . . . 730 Supp.1 transfer, license, recordkeeping . . . . . . . . . . 762.2(b)(18) transit through other countries. . . . . . . . . . . .734.2(b)(6) transit through specified countries. . . . . . . . . .736.2(b)(8) transit through specified countries, steps . . . . . . . 732.3(k) transit through specified countries, application . 748 Supp. 2(f) transit through specified countries, license validity 750.7(h)(3) transit through United States License Exception . . . .(see TMP) transit through U.S., application instructions . . 748 Supp. 2(e) transit through U.S., license validity . . . . . . . .750.7(h)(2) transit through U.S., recordkeeping. . . . . . . . . . 730 Supp.1 transit through U.S., recordkeeping. . . . . . . . . . 730 Supp.1 transit through U.S., SED. . . . . . . . . . . . . .758.1(b) Note transit through U.S., subject to the EAR . . . . . . .734.3(a)(1) translation, support documents . . . . . . . . . . . . . 748.9(f) transportation, General Prohibition Seven. . . . . . .736.2(b)(7) Transportation Department (see Department of Transportation) transshipments through other countries . . . . . . . .734.2(b)(6) Treasury Department (see Department of Treasury) triangular symbol, IIC . . . . . . . . . . . . . . . . .748.10(e) triangular symbol, recordkeeping . . . . . . . . . . . 730 Supp.1 triangular symbol, U.S. IIC. . . . . . . . . 748 Supp.5(a)(5)(ii) Trinidad&Tobago. . . . . . . . . . . . . . . . . . . .738 Supp. 1 Trinidad & Tobago. . . . . . . . . . . . . . . . 740 Supplement 1 Trinidad & Tobago, support document exemption . . . .748.9(a)(1) TSPA (technology and software publicly available) TSPA, optional symbol on export document . . . . . . .758.1(g)(3) TSR (technology and software restricted License Exception) TSR, principal reference . . . . . . . . . . . . . . . . 740.6(d) TSR, assurance, direct product, steps. . . . . . .732.2(f)(1)(ii) TSR, recordkeeping . . . . . . . . . . . . . . . . . .730 Supp.1 TSU (technology and software unrestricted License Exceptions) TSU, principal reference . . . . . . . . . . . . . . . . . 740.13 TSU License Exceptions, CCL, steps . . . . . . . 732.4(b)(3)(iii) Tunisia . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Tunisia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Turkey . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Turkey . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Turkey, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2) Turkey, IC/DV authorities. . . . . . . . . . . . 748 Supplement 4 Turkey, NATO member . . . . . . . . . . . . . . . . . . . . .772 Turkey, no NP end-use controls . . . . . . . . . 744 Supplement 2 Turkmenistan . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Turkmenistan . . . . . . . . . . . . . . . . . . 740 Supplement 1 Turkmenistan, controlled country, FA . . . . . . . . . . 768.1(d) Turkmenistan, controlled country . . . . . . . . . . . . . . .772 Turkmenistan, General Prohibition Eight. . . . . . . .736.2(b)(8) Tuvalu . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Tuvalu . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 U U.S. airline definition. . . . . . . . . . . . . . . . . . . .772 U.S. airline installation or agent . . . . . . . . . .744.7(b)(2) U.S. Armed Forces, GOV . . . . . . . . . . . . . .740.11(b)(2)(i) U.S. embassies and consulates, forms . . . . . . . . . . 748.2(b) U.S. exporter definition . . . . . . . . . . . . . . . . . . .772 U.S. Government, GOV . . . . . . . . . . . . . 740.11(b)(2)(i,ii) U.S. Maritime Administration . . . . . . . . . . 730 Supplement 3 U.S. Maritime Administration, crude oil. . . . . . 754.2(e)(2)(i) U.S.-origin items, controlled, steps . . . . . . . 732.2(f)(3)(i) U.S.-origin items, reexport prohibited . . . . . . . .736.2(b)(1) U.S.-origin items, reexport, steps . . . . . . . . . . . 732.2(c) U.S.-origin items, subject to the EAR. . . . . . . . .734.3(a)(2) U.S.-origin parts, RPL one for one replacement of parts740.10(a) (2)(ii) U.S. person, activities subject to the EAR . . . . . . . 734.5(a) U.S. person, activities prohibited, steps. . . . . . .732.3(j)(2) U.S. person, definition. . . . . . . . . . . . . . . . . . . .772 U.S. person, definition, activity NP, MT, CB . . . . . . 744.6(c) U.S. person, definition, Iran. . . . . . . . . . . . .746.7(a)(4) U.S. person, definition, RTP . . . . . . . . . . . . . . 760.1(b) U.S. person, definition, Rwanda. . . . . . . . . .746.8(b)(3)(ii) U.S. person, General Prohibition Seven . . . . . . . .736.2(b)(7) U.S.-registered carriers, aircraft end-use . . . . .744.7(b)(1) U.S.-registered carriers, vessel end-use . . . . . .744.7(b)(1) Uganda . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Uganda . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Ukraine. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Ukraine, controlled country, FA. . . . . . . . . . . . . 768.1(d) Ukraine, controlled country. . . . . . . . . . . . . . . . . .772 Ukraine. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Ukraine, General Prohibition Eight . . . . . . . . . .736.2(b)(8) ultimate destination, steps. . . . . . . . . . . . . .732.1(b)(2) ultimate destination, steps. . . . . . . . . . . . . . . 732.3(c) ultimate destination, General Prohibitions . . . . . .736.2(a)(2) ultimate destination, General Prohibition One . .736.2(b)(1)(ii) ultimate destination, General Prohibition Two. 736.2(b)(2)(i)(C) ultimate consignee,definition. . . . . . . . . . . .748.5(e), 772 UN sanctions, CCL 2nd digit 9. . . . . . . . . . . . .738.2(d)(1) unaccompanied baggage, BAG . . . . . . . . . . . . . . .740.14(d) Under Secretary, definition, AEP . . . . . . . . . . . . . .766.2 unilateral selection, RTP exception. . . . . . . . . . . 760.3(d) UNITA, Angola. . . . . . . . . . . . . . . . . . 746 Supp.1(a)(1) UnitedArabEm . . . . . . . . . . . . . . . . . . . . 738 Supp. 1 United Arab Emirates . . . . . . . . . . . . . . 740 Supplement 1 United Kingdom, Australia Group member . . . . . . . . . . . .772 United Kingdom, Cayman Islands included. . . . . . . .734.2(b)(7) United Kingdom, Cayman Islands included. . . . . . . . . 738.3(b) United Kingdom . . . . . . . . . . . . . . . . . . .738 Supp. 1 United Kingdom . . . . . . . . . . . . . . . . . . . 740 Supp. 1 United Kingdom, IC or EUC for NS . . . . . . . . . . .748.9(b)(2) United Kingdom, IC/DV authorities. . . . . . . . 748 Supplement 4 United Kingdom, NATO member . . . . . . . . . . . . . . . . .772 United Kingdom, no NP end-use controls . . . . . 744 Supplement 2 United Nations, arms embargoes . . . . . . . . . 746 Supplement 2 United Nations, arms embargo, Rwanda . . . . . . . . . . . .746.8 United Nations, official use, Iraq, OFAC . . . . . . .746.3(a)(2) United Nations, resolutions, Libya . . . . . . . . . .746.4(c)(7) United States . . . . . . . . . . . . . . . . . .(also see U.S.) United States, Australia Group member. . . . . . . . . . . . .772 United States . . . . . . . . . . . . . . . . . . . 740 Supp. 1 United States, definition. . . . . . . . . . . . . . . . . . .772 United States, NATO member . . . . . . . . . . . . . . . . . .772 units, ECCN controls . . . . . . . . . . . . .738.2(d)(2)(iii)(A) university-based research. . . . . . . . . . . . . . . . 734.8(b) unloaded items in unauthorized country . . . . . . . . . 758.5(e) unloading, License Exception shipment. . . . . . . . . . 740.2(b) unloading unscheduled, recordkeeping . . . . . . . . . 730 Supp.1 unprocessed western red cedar definition . . . . . (also see WRC) unprocessed western red cedar, definition. . . . . . .754.4(e)(1) Uruguay . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Uruguay. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Uruguay, support document exemption. . . . . . . . . .748.9(a)(1) USAID, support document exemption. . . . . . . . . . .748.9(a)(3) use, license, TMP. . . . . . . . . . . . . . . . .740.9(a)(4)(ii) use, limitations, TMP beta test software . . . . . . .740.9(c)(6) user-accessible programmability, CTP . . . . . . . . .740.7(e)(1) utilization facility, definition . . . . . . . . . . . . . . .772 Uzbekistan . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Uzbekistan, controlled country, FA . . . . . . . . . . . 768.1(d) Uzbekistan, controlled country . . . . . . . . . . . . . . . .772 Uzbekistan . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Uzbekistan, General Prohibition Eight. . . . . . . . .736.2(b)(8) V validity period, IC or EUC or SUCP . . . . . . . . . . . 748.9(e) validity period, licenses. . . . . . . . . . . . . . . . 750.7(g) validity period, SCL . . . . . . . . . . . . . . . . . . 752.9(a) validity, request for extension. . . . . . . . . . . . . 748.6(g) Vanuatu. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Vanuatu. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Vatican City . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Vatican City . . . . . . . . . . . . . . . . . . 740 Supplement 1 vehicles, definition, BAG. . . . . . . . . . . . . . 740.14(b)(3) Venezuela. . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Venezuela. . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Venezuela, support document exemption. . . . . . . . .748.9(a)(1) vessel, equipment and spare parts, AVS . . . . . . . 740.15(b)(1) vessel, foreign, end-use control . . . . . . . . . . . . . .744.7 vessels, Canadian-registered, AVS. . . . . . . . . . 740.15(c)(1) vessels, U.S.-registered, AVS. . . . . . . . . . . . 740.15(c)(1) Vietnam. . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Vietnam, controlled country. . . . . . . . . . . . . . . . . .772 Vietnam, controlled country, FA. . . . . . . . . . . . . 768.1(d) Vietnam. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Vietnam, General Prohibition Eight . . . . . . . . . .736.2(b)(8) violations, principal reference. . . . . . . . . . . . . . .764.2 violation, steps . . . . . . . . . . . . . . . . . . . . 732.3(m) violation, additional to General Prohibitions . . . . . 736.1(c) violation, General Prohibition Nine. . . . . . . . . .736.2(b)(9) violation, General Prohibition Ten . . . . . . . . . 736.2(b)(10) violation knowledge, release prohibited. . . . . . . .734.2(b)(5) violations, recordkeeping. . . . . . . . . . . . . . 762.2(b)(34) visa requirement, RTP exception. . . . . . . . . . . . . 760.3(f) voluntary self-disclosure of violations. . . . . . . . . . .764.5 voluntary self-disclosure, recordkeeping . . . . . . . 730 Supp.1 voluntary self-disclosure, recordkeeping . . . . . . 762.2(b)(35) W Wassenaar Arrangement. . . . . . . . . . . . . . . . . . . .743.1 Wassenaar Requirements . . . . . . . . . . . . . . . . . 743.1(b) Wassenaar: items that require reports. . . . . . . . . . 743.1(c) Wassenaar: reports for digital computers . . . . . . .743.1(c)(2) Wassenaar: Country Exceptions for reports. . . . . . . . 743.1(d) Wassenaar: information required on reports . . . . . . . 743.1(e) Wassenaar: frequency and timing of reports . . . . . . . 743.1(f) western red cedar (also see unprocessed western red cedar) western red cedar (also see WRC License Exception) western red cedar, principal reference . . . . . . . . . . .754.4 western red cedar, recordkeeping . . . . . . . . . . .730 Supp.1 western red cedar, recordkeeping . . . . . . . . . . 762.2(b)(28) western red cedar, schedule B numbers. . . . . . 754 Supplement 2 Western Regional Office, assistance. . . . . . . . . . . 730.8(c) Western Regional Offices, addresses. . . . . . . . . . . 748.2(a) Western Sahara . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Western Sahara . . . . . . . . . . . . . . . . . 740 Supplement 1 Western Samoa. . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Western Samoa. . . . . . . . . . . . . . . . . . 740 Supplement 1 wildlife . . . . . . . . . . . . . . . . (see fish and wildlife) wire or cable cut to length, interpretation 3 . . . . . 770.2(c) WRC (western red cedar License Exception) WRC, principal reference . . . . . . . . . . . . . . . . 754.4(c) WRC, recordkeeping . . . . . . . . . . . . . . . . . .730 Supp.1 WRC, recordkeeping . . . . . . . . . . . . . . . . . .730 Supp.1 WRC, recordkeeping . . . . . . . . . . . . . . . . . .730 Supp.1 X XP (high performance computers) XP, CCL-based controls . . . . . . . . . . . . . . . . . . 742.12 XP, certification, import government . . . . .742 Supplement 3(b) XP, commercial consignees. . . . . . . . . . .742 Supplement 3(c) XP, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A) XP, license requirements . . . . . . . . . . . . . . . .742.12(a) XP, licensing policy . . . . . . . . . . . . . . . . . .742.12(b) XP, safeguards . . . . . . . . . . . . . . . .742 Supplement 3(a) Y Yemen . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Yemen. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 you, definition. . . . . . . . . . . . . . . . . . . . . . . .772 Yugoslavia, former, arms embargo . . . . . . .746 Supplement 2(a) Yugoslavia, former, OFAC controls. . . . . . . . 746 Supplement 3 Yugoslavia (Serbia & Montenegro), Federal Republic of 744.16, 746.9 Yugoslavia (Serbia & Montenegro), Federal Republic of 738 Supp 1 Yugoslavia (Serbia & Montenegro), Federal Republic of 740 Supp 1 Z Zaire . . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Zaire. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Zambia . . . . . . . . . . . . . . . . . . . . . . . 738 Supp. 1 Zambia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1 Zimbabwe . . . . . . . . . . . . . . . . . . . . . . .738 Supp. 1 Zimbabwe . . . . . . . . . . . . . . . . . . . . 740 Supplement 1